Compliance Risk Analyst

7 days ago

Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time
Compliance Analyst - AML Programme (Assistant / Associate)

Join Harbridge Partners, a leading global financial services firm, as a Compliance Analyst in our AML Programme. This exciting role offers a unique opportunity to gain exposure to global financial products, markets, and clientele.

Key Responsibilities:

  • Conduct ongoing review and analysis of enterprise clients' AML programs/profiles and transactions in accordance with established procedures and client AML group policies.
  • Travel to the APAC region for AML site visits and conduct interviews with external Compliance Officers/AML Officers.
  • Advise management by collecting, analyzing, and summarizing data and trends related to client relationships.
  • Maintain accurate tracking of assignments and requests for documentation to ensure timely completion.
  • Complete detailed AML program assessments of clients.

Requirements:

  • Regulatory compliance experience working for an exchange, regulatory organization, Broker Dealer (BD), Futures Commission Merchant (FCM), Bank, or similar organization.
  • Alternatively, experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator.
  • Candidates with experience in Compliance/AML departments, working closely with senior management, will be well-suited for this role.
  • Previous exposure to downstream payments and corresponding banking, nesting, or omnibus account structures is ideal.
  • Strong analytical and quantitative skills, with excellent oral and written communication skills.

Preferred Qualifications:

  • High comfort and fluency with computers and technology, with an understanding of how technology is applied to business and regulatory problems.
  • Strong understanding of robust AML programs.
  • Detail-oriented with outstanding organizational and project management skills.
  • Ability to work independently and in a small-team environment, with minimal supervision.
  • ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications are a plus.
  • Capital markets experience.
  • Language skills: English (required), Mandarin and Cantonese (preferred).
  • Passport for travel.

Company Benefits & Perks:

  • Competitive Salary, annual performance-based bonus, and stock grant.
  • Excellent health and welfare benefits, including medical, dental, specialist, and in-patient care.
  • Competitive package of Annual Leave.
  • Daily lunch is ordered in-house with a fully stocked kitchen.
  • Modern offices with multi-monitor setups.
  • Great work-life balance.
  • Unique opportunity to gain exposure to global financial products, markets, and clientele.
  • Opportunities for career progression and job scope expansion in a global company with a growing local presence.
  • Hybrid work arrangement role permitting.

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