Compliance Analyst

Job SummaryZurich Insurance Company is seeking a highly motivated and detail-oriented Compliance Analyst Intern to join our team in Hong Kong. As a Compliance Analyst Intern, you will assist in the analysis of management information and production of compliance reports for Management, review Compliance Risk Assessments for the APAC region, and develop and...

Job Title: Portfolio Compliance AnalystFranklin Templeton is seeking a highly skilled Portfolio Compliance Analyst to join our Investment Compliance team in Hong Kong. As a key member of the team, you will be responsible for monitoring Franklin Templeton's mutual funds and segregated client accounts to ensure compliance with regulatory requirements, fund...

Job Title: Compliance AnalystInteractive Brokers is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's Anti-Money Laundering (AML) program is effective and compliant with regulatory requirements.Responsibilities:Conduct thorough reviews and analysis of enterprise...

Job Title: Senior/ KYC AnalystAt Tangspac, we are seeking a highly skilled Senior/KYC Analyst to join our team. As a key member of our compliance department, you will play a critical role in ensuring the integrity of our financial operations.Key Responsibilities:Assist in the implementation and maintenance of Know Your Customer (KYC) and Anti-Money...

Job SummaryZurich Insurance Company is seeking a highly motivated and detail-oriented Compliance Analyst Intern to join our team in Hong Kong. As a key member of our Compliance team, you will assist in the analysis of management information, production of compliance reports, and review of Compliance Risk Assessments for the APAC region.Key...

Job Summary:Tangspac is seeking a highly skilled Senior Compliance Analyst to join our team. As a key member of our Compliance department, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key Responsibilities:Compliance Activities: Assist in the development and...

Compliance Analyst - AML Programme (Assistant / Associate)Join Harbridge Partners, a leading global financial services firm, as a Compliance Analyst in our AML Programme. This exciting role offers a unique opportunity to gain exposure to global financial products, markets, and clientele.Key Responsibilities:Conduct ongoing review and analysis of enterprise...

About the PositionWe're seeking a seasoned Compliance Risk Analyst to join our team at Jane Street. As a key member of our Legal and Compliance department, you will play a critical role in ensuring our Asia offices are in compliance with local, APAC, and international laws and regulations. This will involve regulatory filings, trade surveillance, monitoring...

Job SummaryWe are seeking a highly skilled Compliance Risk Analyst to join our team at Interactive Brokers. As a key member of our Compliance department, you will play a critical role in ensuring the integrity of our AML program and maintaining our commitment to regulatory compliance.Key ResponsibilitiesConduct thorough reviews and analysis of our enterprise...

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Job Title: Assistant Vice President, Compliance Business Control Senior Analyst - HybridCiti is seeking a highly skilled and experienced professional to join our team as Assistant Vice President, Compliance Business Control Senior Analyst - Hybrid. This role will be based in Hong Kong and will play a critical part in our Compliance Business Control...

Key ResponsibilitiesDocument Review: Conduct thorough reviews of new customer account documentation to ensure accuracy and completeness.KYC Compliance: Uphold current Know Your Customer (KYC) requirements, ensuring the business remains compliant with regulatory standards.Due Process: Ensure the business adheres to due process, avoiding non-compliance issues...

Key ResponsibilitiesDocument Review: Conduct thorough reviews and evaluations of documentation for new customer accounts to ensure compliance with regulatory requirements.KYC Requirements: Uphold current Know Your Customer (KYC) requirements, ensuring that the business adheres to due process and avoids non-compliance issues.Business Compliance: Ensure that...

About the RoleWe are seeking a highly skilled and experienced Business Control and Risk Analyst to join our team in Hong Kong. As a key member of our Compliance Business Control team, you will play a critical role in ensuring the effective design and management of controls to mitigate risks.Key ResponsibilitiesCoordinate governance and facilitate the...

Financial Analyst Job DescriptionWe are seeking a highly skilled Financial Analyst to join our team at eFinancialCareers. As a Financial Analyst, you will be responsible for monitoring, analyzing, and reconciling prepaid expenses, miscellaneous receivables, accruals, and other balance sheet accounts.Key Responsibilities:Monitor and analyze prepaid expenses,...

About the RoleCitibank (Hong Kong) Limited is seeking a highly skilled Senior Compliance Business Control Analyst, AVP to join our team in Hong Kong. As a key member of our Compliance Business Control team, you will play a critical role in ensuring the effective design and management of controls to mitigate risks across our business.Key...

About the RoleCiti is seeking a seasoned professional to join our team as a Compliance Business Control Senior Analyst, VP. In this role, you will be responsible for providing oversight on the risk & control framework across Consumer Businesses, leading/co-leading and performing testing of controls, and participating in the Control Transformation project.Key...

Job Title: Supervisory AnalystCiti Research is seeking a highly skilled Supervisory Analyst to join our Global Research Publications Team. This role will be based in either Sydney, Australia, or Hong Kong.Key Responsibilities:Review investment research product to ensure compliance with US FINRA regulations and Citi's internal research content guidelines.Edit...

Job Title: IT Business AnalystJob Summary:We are seeking a highly skilled IT Business Analyst to join our team in the APAC region. The successful candidate will be responsible for providing technical and functional support to our global stakeholders, with a focus on operations and regulatory reporting.Main Responsibilities:Analyzing and documenting business...

Job Title: System Analyst Job Summary: We are seeking a skilled System Analyst to join our Risk Management System application team. As a key member of our team, you will have the opportunity to design, build, and implement the next generation derivatives platform. Your expertise in system development and risk management will be instrumental in modernizing...