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Compliance Risk Manager

1 month ago

Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time
Job Title: Compliance Risk Manager

We are seeking a highly skilled Compliance Risk Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will be responsible for formulating and updating compliance risk and KYC policies and procedures in line with the latest regulatory requirements and market practices.

Key Responsibilities:
  • Policy Development: Formulate and update compliance risk and KYC policies and procedures to ensure alignment with regulatory requirements and market practices.
  • Advisory Services: Provide advice to frontline and other relevant units on compliance risk and KYC related matters.
  • Transaction Monitoring: Conduct and improve transaction monitoring processes to identify and mitigate potential compliance risks.
  • Reporting: Prepare compliance risk and KYC management reports to ensure transparency and accountability.
  • Project Management: Coordinate and manage assigned compliance risk and KYC projects to ensure timely completion and effective implementation.
  • Enhanced Due Diligence: Review Enhanced Due Diligence (EDD) / high risk customer on-boarding cases and relevant KYC documents submitted by business units.
  • Risk Assessment: Undertake risk assessment on the Bank's new product offerings from a compliance risk/AML perspective.
  • Training and Development: Deliver compliance risk and AML trainings and maintain the Bank's AML training plan to ensure staff awareness and competence.
  • Ad-Hoc Tasks: Perform ad-hoc tasks as assigned from time to time to support the compliance team.
Requirements:
  • Education: Degree or above in Business Administration, Finance, Economics or relevant disciplines.
  • Experience: 3 years' experience or above in compliance risk management, anti-money laundering, transaction monitoring or screening.
  • Skills: Strong analytical skills and ability of independent assessment. Good communication and organization skills.
  • Language: Good command of both spoken and written English and Chinese. Fluent in Mandarin will be an advantage.