Risk and Compliance Officer

At Citibank (Switzerland) AG, we're looking for a high-caliber professional to join our team as VP, Compliance Product Officer. This role is responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.The successful candidate will serve as a function/business/product...

We are looking for a highly motivated and detail-oriented Senior Compliance Associate to join our team in Hong Kong. The successful candidate will work closely with the APAC Compliance team to support key initiatives, including Compliance Risk Assessment, Reporting, Metrics, Training, and Horizon Risk routines.Key responsibilities include:Facilitating and...

We are seeking a Compliance Risk Officer to join our team at Amber Group, where you will play a critical role in ensuring the integrity of our digital asset financial services by detecting and investigating potential instances of financial crimes.Our ideal candidate will have a strong understanding of regulatory frameworks, including AML, CTF, and market...

Company Overview:Hong Kong Exchanges and Clearing Limited is a leading financial market operator, committed to connecting, promoting, and progressing the markets and communities it serves.Job Summary:We seek an experienced Chief Technology Risk Officer to join our team. As a critical member of our leadership group, you will play a key role in ensuring...

Compliance Officer:Captar Partners is seeking a Private Banking Compliance Officer to join their team. The ideal candidate will have experience in operational risk management and a strong understanding of regulatory requirements.Key Responsibilities:Ensure compliance with regulatory requirements.Identify potential compliance or operational risks or...

ResponsibilitiesProvide strategic guidance to businesses in the APAC region on regulatory matters, including conflicts of interest, confidentiality, securities trading, gifts and entertainment questions, outside business interests, recordkeeping, licensing, and regulatory disclosures.Serve as a subject matter expert on key Compliance risks for the APAC...

About the PositionWe are seeking a highly skilled and experienced individual to join our team as Vice President, Compliance 2nd Level Control, Asia Pacific. The successful candidate will be responsible for managing compliance risks in the region, developing and implementing a risk-based control plan, supervising and delivering compliance reviews, and...

As the Compliance and Risk expert in the Hong Kong office,  you will cover all aspects of conflict checks, analysis and AML.  Key responsibilities include:Managing the day to day conflict checks and analysis Being in charge of any ad hoc projects for Compliance in Hong Kong Reviewing database searches to ensure accuracy and completeness. Analyzing cases...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that connects people, markets, and resources. We aim to provide a fair, transparent, and efficient platform for trading, clearing, and settlement of various financial instruments.Job Description:The Head of Monitoring & Corporate Functions Compliance will play a...

About Us:Hong Kong Exchanges and Clearing Limited (HKEX) is home to Asia's most dynamic and vibrant capital markets. Our purpose-driven company connects, promotes, and progresses our markets and the communities they support for the prosperity of all.Job Summary:The Chief Technology Risk Officer plays a critical leadership role in ensuring ongoing support for...

Job DescriptionWe are seeking a highly skilled AML Compliance Officer to join our team at Bank of China (Hong Kong) Limited. As an AML Compliance Officer, you will be responsible for implementing and conducting KYC due diligence processes, monitoring and managing AML/CFT risk, analyzing relevant cases, and providing compliance-related trainings.Key...

Job Description:CSC Global Financial Markets is seeking a highly skilled Risk Compliance Expert to join our compliance team. The successful candidate will be responsible for developing and implementing effective risk management strategies, ensuring regulatory compliance, and providing guidance on complex financial regulations.Responsibilities:Develop and...

VP, Compliance Product Officer - GCB Apply remote type Hybrid locations Kowloon Hong Kong time type Full time posted on Posted 2 Days Ago job requisition id 24816174 Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you'll have the opportunity to expand your skills and make a difference...

Larson Maddox is seeking a seasoned Compliance Director to spearhead risk management initiatives. As a key member of our team, you will oversee compliance matters related to commercial banking operations, structured products, and corporate finance activities within our Hong Kong office.Key Responsibilities:Compliance Oversight: Provide strategic guidance on...

Job SummaryWe are seeking a highly skilled Compliance and Control Officer to join our team in Asia Pacific. The successful candidate will be responsible for managing autonomously the responsibilities set out in this job description.Responsibilities:Collect and Analyse compliance risk indicatorsBuild a risk based yearly Control plan for APACCoordinate the...

We are seeking a Compliance Officer - Auditing to join our team at the Accounting and Financial Reporting Council (AFRC). As a key member of the Policy, Registration and Oversight Department, you will play a crucial role in ensuring compliance with auditing standards and regulations.Your responsibilities will include:Reviewing and processing applications and...

Job SummaryWe are seeking a highly skilled Senior Compliance Officer to join our team at Bank of China (Hong Kong) Limited. As a key member of our compliance function, you will be responsible for ensuring the bank's adherence to regulatory requirements and internal policies.ResponsibilitiesFormulate an annual compliance review plan by referencing risk...

At IGNITE RECRUITMENT HONG KONG LIMITED, we are seeking a highly skilled Compliance Officer Lead to join our team.About the RoleThe Compliance Officer Lead will be responsible for managing a team of compliance professionals to oversee the Bank's Anti-Money Laundering (AML) and Compliance function.This includes:Acting as the s72B manager of the AML &...

Job OverviewAt PrimePeak Group, we are seeking a highly experienced Chief Technology Risk Officer to lead our technology risk management initiatives. This critical role is responsible for evaluating IT controls, identifying technology risks, and ensuring compliance with global security and audit frameworks.Key ResponsibilitiesDevelop and execute the IT audit...