Compliance Officer

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

Job DescriptionWe are seeking a highly skilled AML Compliance Officer to join our team at Bank of China (Hong Kong) Limited. As an AML Compliance Officer, you will be responsible for implementing and conducting KYC due diligence processes, monitoring and managing AML/CFT risk, analyzing relevant cases, and providing compliance-related trainings.Key...

Cornerstone Global Partners is committed to upholding the highest standards of compliance in our industry.We are seeking an experienced Compliance Officer Lead to join our team and play a key role in ensuring our firm remains compliant with all relevant regulations.About This RoleThis is an exciting opportunity for a seasoned compliance professional to take...

About the Role:As a Compliance Officer, you will play a critical role in ensuring that our clients' companies are compliant with all relevant laws and regulations. You will be responsible for reviewing and updating company secretarial records, preparing meeting materials, and ensuring that all necessary filings are completed in a timely manner.Key...

Job SummaryWe are seeking a highly skilled Senior Compliance Officer to join our team at Bank of China (Hong Kong) Limited. As a key member of our compliance function, you will be responsible for ensuring the bank's adherence to regulatory requirements and internal policies.ResponsibilitiesFormulate an annual compliance review plan by referencing risk...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Job Description:TalentQuest HR Limited is seeking a highly skilled Regulatory Compliance Officer to join our team.Company OverviewTalentQuest HR Limited is a leading provider of human resources solutions. Our mission is to provide innovative and effective solutions to meet the evolving needs of businesses.Job Responsibilities:Provide regulatory guidance and...

About the PositionWe are seeking a highly skilled and experienced individual to join our team as Vice President, Compliance 2nd Level Control, Asia Pacific. The successful candidate will be responsible for managing compliance risks in the region, developing and implementing a risk-based control plan, supervising and delivering compliance reviews, and...

About the Job:This exciting opportunity is part of our international team in HK, Hong Kong. As a Financial Administrator, you will play a crucial role in managing the company's finances and ensuring compliance with local regulations.Your Key Responsibilities:Manage vendor relationships and maintain accurate records of all transactions.Prepare monthly journal...

Compliance Officer:Captar Partners is seeking a Private Banking Compliance Officer to join their team. The ideal candidate will have experience in operational risk management and a strong understanding of regulatory requirements.Key Responsibilities:Ensure compliance with regulatory requirements.Identify potential compliance or operational risks or...

We are seeking a Compliance Officer - Auditing to join our team at the Accounting and Financial Reporting Council (AFRC). As a key member of the Policy, Registration and Oversight Department, you will play a crucial role in ensuring compliance with auditing standards and regulations.Your responsibilities will include:Reviewing and processing applications and...

Key ResponsibilitiesRegulatory Compliance: Monitor and ensure compliance with all relevant regulations, including SEC, FINRA, and other applicable laws related to fixed-income investments. Policy Development: Develop, implement, and maintain compliance policies and procedures for fixed-income products, ensuring they align with industry standards and...

VP, Compliance Product Officer - GCB Apply remote type Hybrid locations Kowloon Hong Kong time type Full time posted on Posted 2 Days Ago job requisition id 24816174 Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you'll have the opportunity to expand your skills and make a difference...

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Job DescriptionA challenging role has become available at Ashford Benjamin Ltd for a Chief Compliance Officer to oversee our securities brokerage operations.About the RoleThe successful candidate will be responsible for ensuring that our firm's compliance policies, procedures, and internal controls align with regulatory obligations.This involves conducting...

At Value Partners Limited, we are seeking a highly skilled Compliance Officer to join our team.About the RoleThis is an exciting opportunity for a seasoned professional to oversee the investment compliance of public and private funds. Key responsibilities will include:Performing daily pre-trade and post-trade monitoring to ensure adherence to regulatory...

Job SummaryWe are seeking a highly skilled Compliance and Control Officer to join our team in Asia Pacific. The successful candidate will be responsible for managing autonomously the responsibilities set out in this job description.Responsibilities:Collect and Analyse compliance risk indicatorsBuild a risk based yearly Control plan for APACCoordinate the...

Job SummaryLarson Maddox is seeking a seasoned Compliance Officer to join our team in Hong Kong. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization.About UsWe are a leading hedge fund based in Hong Kong, dedicated to providing...

Job Summary: We are seeking a highly skilled Compliance Manager to enhance our compliance initiatives at both regional and local levels. As a key member of our team, you will play a vital role in ensuring the effectiveness of our compliance program.About Us: Our company, ConnectedGroup, is a leading provider of insurance services with a strong presence in...

Company Overview:Larson Maddox is a leading Corporate and Investment Bank committed to excellence in commercial banking compliance.About the Role:We are seeking a seasoned Senior Vice President of Compliance to provide strategic oversight and guidance on commercial banking operations, structured products, and corporate finance activities within our Hong Kong...