Compliance Associate

Job Title: Compliance Associate SpecialistWe are seeking a highly skilled and experienced Compliance Associate Specialist to join our team at KGI Asia.About the Role:The successful candidate will be responsible for handling regulatory reporting, license applications, and supporting compliance review and monitoring. They will also assist in responding to...

About the Role:Ares Management Corporation is seeking a highly experienced and skilled Associate Vice President, Compliance to join its Asia Pacific team. As a key member of the Compliance and Regulatory Affairs team, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management...

Equities Compliance AssociateAt Larson Maddox, we are seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesDevelop and enhance compliance policies and procedures tailored to...

Job Title: AVP/Associate Director, AML Compliance – Equities/SecuritiesHarbridge Partners is seeking a highly skilled and experienced professional to join our client's team as an AVP/Associate Director, AML Compliance – Equities/Securities. This is a critical role that requires a strong understanding of anti-money laundering (AML) and combating the...

About FWD Life Insurance CorporationFWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 11 million customers across 10 markets. Our company is committed to making the insurance journey simpler, faster, and smoother through innovative propositions and easy-to-understand products, supported by digital technology.The...

Citi is seeking a highly skilled Equities Compliance Officer to join our team in Central, Hong Kong. As a critical member of our Compliance and Control department, you will play a vital role in ensuring that our firm's equities business operates in compliance with relevant laws, regulations, and internal policies.Reporting to the Head of Equities Compliance,...

Job DescriptionResponsibilitiesWe are seeking a highly skilled professional to provide compliance consultancy services to clients regulated by the Securities and Futures Commission (SFC). The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key TasksClient Management: Deliver compliance...

About the Role We are seeking a seasoned Compliance professional to support the Head of Compliance, AIA International Limited, in ensuring the company's operations align with Group policies and local regulatory requirements. The ideal candidate will have a strong background in compliance risk management, with a proven track record of implementing...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to provide comprehensive compliance advisory services to clients regulated by the Securities and Futures Commission (SFC). The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key ResponsibilitiesClient Management: Serve as...

About FWD GroupFWD Group is a leading pan-Asian life insurance business with a strong presence in 10 markets. Our mission is to deliver innovative insurance solutions that meet the evolving needs of our customers.Job SummaryWe are seeking a seasoned Chief Compliance Officer to lead our Group Compliance Function. As a key member of our leadership team, you...

Main ResponsibilitiesAs a Senior Compliance Manager at Fubon Bank, you will be responsible for providing advice and interpretation on existing and new regulatory compliance requirements. You will manage the dissemination of the latest developments in applicable laws and regulations to business and operation units, and advise on compliance implications for...

Job Title: Lead Regulatory Compliance and Dispute SpecialistWe are seeking a 4+ PQE Senior Associate with expertise in regulatory compliance and dispute management to join our team at Star Anise Limited.About the RoleThis role involves leading regulatory investigations and managing complex legal cases, particularly those related to China. As a Senior...

About Our ClientOur client is a leading provider of on-demand knowledge solutions for global investment and business professionals. With a dynamic network of industry experts, they offer qualitative and quantitative market insights, industry expertise, and execution support to help clients make informed decisions.The RoleWe are seeking a highly motivated...

Job Summary: We are seeking a highly skilled Business Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for ensuring that our business operations comply with relevant laws, regulations, and internal policies. Key Responsibilities: Develop and implement compliance policies and procedures to...

Compliance Analyst - AML Programme (Assistant / Associate)Join Harbridge Partners, a leading recruitment agency, in a challenging role as a Compliance Analyst - AML Programme (Assistant / Associate). This position is ideal for individuals with a strong background in regulatory compliance and a passion for working in a fast-paced environment.Key...

Client BackgroundLarson Maddox is a leading financial institution in APAC, providing a wide range of products and services to institutional clients. We are seeking an experienced AML Associate to join our team in Hong Kong.Job ResponsibilitiesDevelop and implement AML & sanctions compliance programs, including policies, procedures, and controlsMonitor...

Job Title: Senior AssociateJob Summary: We are seeking a highly skilled Senior Associate to join our team at Star Anise Limited. The ideal candidate will have expertise in regulatory compliance and dispute management, with a strong analytical and communication skillset.Key Responsibilities:Lead regulatory investigations with various authoritiesRepresent...

At Prudential plc, we are committed to being partners for every life and protectors for every future. Our purpose drives everything we do, creating a culture of diversity and inclusion for our people, customers, and partners. We empower our employees to excel in their roles and make a meaningful impact on our business. This role will play a critical part in...

AML Compliance OfficerCorporation Service Company is seeking a highly skilled AML Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our clients' AML/CFT programs are in compliance with Cayman statutory and regulatory requirements.Key Responsibilities:Review and maintain AML/CFT programs,...

Unlock Your Potential as a Senior Tax Associate at LalamoveAt Lalamove, we're revolutionizing the delivery industry with innovative solutions that connect communities worldwide. As a Senior Tax Associate, you'll play a vital role in shaping our global finance strategy, ensuring seamless tax compliance, and driving business growth.Key Responsibilities:Manage...