Compliance Associate Vice President
1 month ago
About the Role:
Ares Management Corporation is seeking a highly experienced and skilled Associate Vice President, Compliance to join its Asia Pacific team. As a key member of the Compliance and Regulatory Affairs team, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management culture.
Key Responsibilities:
- Provide expert advice on compliance and regulatory matters to the Asia Pacific team, including identifying and mitigating risks associated with regulatory changes.
- Develop and implement effective compliance programs, policies, and procedures to ensure adherence to regulatory requirements.
- Collaborate with internal stakeholders to ensure compliance with relevant laws, regulations, and industry standards.
- Conduct regular compliance monitoring and reporting to ensure the company's compliance with regulatory requirements.
- Provide training and guidance to employees on compliance and regulatory matters.
- Stay up-to-date with regulatory changes and developments in the Asia Pacific region.
Requirements:
- At least 6-8 years of experience in a compliance role in a regulated financial institution, preferably with experience in asset management.
- Highly experienced and knowledgeable with Hong Kong SFC regulations.
- Sound understanding of conflict management matters.
- Hands-on experience and knowledge of compliance monitoring requirements and practices.
- Excellent command in English.
- Strong interpersonal skills and excellent team orientation.
- Self-motivated, highly detail-oriented, and display good judgment and logical decision-making apart from highly developed technical skills.
About Ares Management Corporation:
Ares Management Corporation is a leading global alternative investment manager with approximately $150 billion in assets under management. The company has a strong presence in the Asia Pacific region, with a team of experienced professionals who are dedicated to delivering exceptional investment performance and client service.
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