Compliance Associate Vice President

3 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China Ares Management Corporation Full time

About the Role:

Ares Management Corporation is seeking a highly experienced and skilled Associate Vice President, Compliance to join its Asia Pacific team. As a key member of the Compliance and Regulatory Affairs team, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management culture.

Key Responsibilities:

  • Provide expert advice on compliance and regulatory matters to the Asia Pacific team, including identifying and mitigating risks associated with regulatory changes.
  • Develop and implement effective compliance programs, policies, and procedures to ensure adherence to regulatory requirements.
  • Collaborate with internal stakeholders to ensure compliance with relevant laws, regulations, and industry standards.
  • Conduct regular compliance monitoring and reporting to ensure the company's compliance with regulatory requirements.
  • Provide training and guidance to employees on compliance and regulatory matters.
  • Stay up-to-date with regulatory changes and developments in the Asia Pacific region.

Requirements:

  • At least 6-8 years of experience in a compliance role in a regulated financial institution, preferably with experience in asset management.
  • Highly experienced and knowledgeable with Hong Kong SFC regulations.
  • Sound understanding of conflict management matters.
  • Hands-on experience and knowledge of compliance monitoring requirements and practices.
  • Excellent command in English.
  • Strong interpersonal skills and excellent team orientation.
  • Self-motivated, highly detail-oriented, and display good judgment and logical decision-making apart from highly developed technical skills.

About Ares Management Corporation:

Ares Management Corporation is a leading global alternative investment manager with approximately $150 billion in assets under management. The company has a strong presence in the Asia Pacific region, with a team of experienced professionals who are dedicated to delivering exceptional investment performance and client service.

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