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Compliance and Risk Expert

1 week ago

Hong Kong Island, Hong Kong SAR China EC1 Partners Full time

About EC1 Partners

EC1 Partners is a specialist recruitment agency connecting top legal, risk, and compliance talents with leading FinTech companies.

We are currently partnering with a client in the payments space to find an experienced Finance Lead for their Hong Kong office.

Job Overview:

  • Lead regulatory finance functions for APAC entities, ensuring timely and accurate reporting, safeguarding, and compliance.
  • Develop and maintain finance policies aligned with regulatory standards, guaranteeing adherence to strict guidelines.
  • Prepare comprehensive regulatory reports and oversee their timely submission to relevant authorities.
  • Collaborate with stakeholders to establish robust safeguarding controls, meeting transaction timelines and adhering to regulatory requirements.
  • Evaluate new financial licenses, assessing potential regulatory impacts on business operations.
  • Contribute to budget development, cash flow projections, and process improvements to drive business efficiency.

Responsibilities:

  1. Develop and implement regulatory finance strategies for APAC entities, focusing on timely and accurate reporting.
  2. Establish and maintain finance policies, ensuring alignment with regulatory standards and best practices.
  3. Oversee the preparation and submission of regulatory reports, maintaining high levels of accuracy and timeliness.
  4. Collaborate with cross-functional teams to establish effective safeguarding controls, meeting stringent transaction timelines and regulatory expectations.
  5. Assess new financial licenses, evaluating potential regulatory impacts on business operations and making informed recommendations.
  6. Work closely with senior management to develop and implement budgets, cash flow projections, and process improvements, driving business efficiency and growth.

Requirements:

  • Minimum 7 years of experience in finance or accounting, preferably within the fintech or banking sectors.
  • At least 3 years of experience in regulatory reporting, financial compliance, or finance regulation within the fintech or financial services sector.
  • Proven expertise in financial license implementations and advanced ERP systems.
  • Excellent interpersonal and communication skills, with the ability to build strong relationships with stakeholders.