Compliance and Risk Officer

Job Description Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is Asia's most dynamic and vibrant capital markets. We're a purpose-driven company, committed to the long-term development of our business and our markets. Our purpose is 'To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all.'Job Summary:The...

Job DescriptionThe Business Compliance & Risk Control Manager will be responsible for leading risk monitoring and control initiatives at the Bank of China. The ideal candidate will have a strong background in risk assessment, team collaboration, and strategic planning.Key AccountabilitiesLead risk monitoring and control efforts across various business...

Compliance Officer, Compliance page is loaded Compliance Officer, Compliance Apply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id JR000951 Position Description The AML Compliance Officer will be part of the Financial Crime Compliance team in CLSA, reporting into Regional Head of Financial Crime Compliance. The AML...

Job DescriptionThe Bank of East Asia, Limited (BEA) is seeking a talented Risk & Compliance Manager to join its Securities Services Department.This role involves assisting the Section Head in performing risk & compliance related tasks assigned by the Department Head, Group Chief Risk Officer, and Group Compliance Officer. The successful candidate will be...

The role of Senior Compliance Officer at St. James's Place – Asia & Middle East is a strategic position responsible for ensuring that the company complies with all regulatory requirements and best practices set out by the regulators.This includes managing all licensing-related matters with the SFC, IA and MPFA, conducting regular compliance monitoring...

We respect the privacy of candidates for employment and are committed to transparency in our hiring process.Senior Compliance Analyst/Compliance OfficerThe role serves as the main point of contact for a regulator and requires an extensive understanding of applicable rules and regulations.This position involves providing guidance to business unit management...

About the RoleWe are seeking a highly skilled AML Compliance Officer to join our Financial Crime Compliance team. As an AML Compliance Officer, you will be responsible for ensuring that all financial transactions and activities comply with relevant laws and regulations. You will work closely with the team to identify and mitigate potential risks associated...

Company OverviewOur client, a leading European-based wealth management banking group, is hiring a seasoned Compliance Monitoring expert to join their team in the Greater China region. With over 550 employees in APAC and a total AUM of USD 195 Billion+, this esteemed organization seeks a highly skilled professional to oversee compliance monitoring...

The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators.The Senior Compliance Officer will also be required to work closely with the Business...

Job Description:The Compliance Director will be responsible for overseeing compliance with applicable regulations for life and non-life insurance. This includes advising and reporting to the entity's management and CEO/GM on compliance matters and associated risks, providing support and guidance to various Business Units on compliance-related issues, and...

Job OverviewWe are seeking a seasoned Compliance Officer to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance programs to mitigate regulatory...

NexusSearch seeks a highly skilled Chief Compliance Manager to join their team. As Chief Risk Officer, you will be responsible for ensuring that NexusSearch's risk management framework is aligned with regulatory requirements and industry standards.Risk Management FrameworkFormulate a comprehensive risk management framework that integrates key decision points...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

At DBS Bank (Hong Kong) Limited, we are committed to maintaining a strong compliance culture that upholds the values of trust and integrity. As a Compliance Officer in our Global Financial Markets team, you will play a critical role in supporting the implementation of compliance objectives across various Business Units.Company OverviewWe are part of a...

We are seeking a highly skilled Senior Compliance Analyst/Compliance Officer to join our team in Hong Kong. The successful candidate will be responsible for providing critical support on all FTIA and other group companies' compliance, MLRO, and governance activities.About the RoleThe role serves as the main point of contact for a regulator and serves as...

Role: Risk and Compliance ProfessionalAbout UsJC Executive Search is a leading recruitment agency that specializes in connecting top talent with top companies. Our team is dedicated to providing exceptional service and support to our clients and candidates.Job SummaryWe are seeking a Risk and Compliance Professional to join our team. The successful candidate...

Our ideal candidate is a seasoned Data Protection Officer with a strong background in data governance, risk management, and compliance. As a leader in our organization, you'll be responsible for developing and implementing data protection policies and procedures that align with industry best practices. With a focus on employee education and collaboration...

Company Overview:At Franklin Templeton Investments, we strive to advance the industry forward by fostering innovation and expertise. Our diverse firm spans asset management, wealth management, and fintech, offering opportunities to help investors achieve their goals.Job Description:As a Senior Compliance Analyst/Compliance Officer, you will serve as the main...

Job SummaryWe are seeking a highly skilled Business Compliance & Risk Control Manager to join our team at the Bank of China. The ideal candidate will have extensive experience in risk monitoring, control, and compliance risk assessments, as well as excellent problem-solving skills and proficiency in computer applications.Key ResponsibilitiesConduct risk...