Risk Management Professional

2 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

Larson Maddox is a leading investment bank in Hong Kong, committed to excellence in financial services. Our dynamic team ensures compliance and operational integrity while supporting clients' diverse needs.

Job Summary

We are seeking a highly skilled Risk Management Professional to join our control room team. This role involves monitoring and managing communication within the control room to ensure regulatory compliance.

Key Responsibilities
  • Conduct conflicts of interest checks to identify potential issues related to trading activities and business dealings.
  • Oversee and coordinate internal and external communications related to trading activities.
  • Conduct risk assessments and ensure proper adherence to internal policies and regulations.
  • Collaborate with compliance and legal teams to address potential issues and implement corrective actions.
  • Provide timely updates to senior management regarding control room activities and any emerging risks.
  • Develop and maintain accurate documentation of control room processes and procedures.
  • Assist in training new staff on control room protocols and compliance measures.
Requirements
  • Bachelor's degree in Finance, Business Administration, or a related field.
  • Minimum 5 years of experience in a control room or compliance role within an investment bank or financial institution.
  • Strong knowledge of financial products, market regulations, and compliance frameworks.
  • Excellent analytical skills and attention to detail.
  • Ability to work effectively under pressure and manage multiple tasks.
  • Exceptional communication and interpersonal skills, with fluency in both English and Mandarin preferred.
What We Offer

We offer a competitive salary package, including a base salary of approximately $180,000 per annum, as well as benefits such as health insurance and retirement plan matching. If you are a motivated and experienced professional looking for a challenging role in a dynamic environment, please submit your application.

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