Senior Compliance Risk Assessment Officer

7 days ago

Hong Kong, Central and Western District, Hong Kong SAR China 11062 Citibank, N.A. Hong Kong Full time

Begin Your Career Journey with Citi

At Citi, we are dedicated to fostering your professional growth and development. As a global leader in banking, we provide a unique opportunity to enhance your skills while making a significant impact in the financial sector. Our commitment to your career includes comprehensive training and exposure to senior leadership, alongside opportunities for community engagement through volunteer initiatives.

About the Role

We are seeking a highly skilled professional for the position of Senior Compliance Risk Assessment Officer (Internal Job Title: Compliance Testing Senior Officer - C14) based in Hong Kong. This role is pivotal in ensuring compliance with regulations and managing compliance risks effectively.

Key Responsibilities:

  • Lead the development, implementation, and execution of compliance testing and reporting programs in alignment with the Compliance Independent Assessment (CIA) Plan.
  • Participate in the planning and execution of compliance testing reviews and validation of regulatory issues across various product lines and functions.
  • Act as the primary reviewer for complex assessments, analyzing findings and communicating results to relevant stakeholders.
  • Ensure timely delivery of high-quality testing and audit reports that meet the expectations of regulatory bodies and internal governance.
  • Analyze and document findings, engaging in preliminary discussions with control/process owners.
  • Leverage innovative compliance testing methodologies, including Data Analytics, to enhance efficiency and effectiveness.
  • Cultivate strong relationships within the Compliance Independent Assessment function and with other stakeholders.
  • Identify and share industry best practices with the Compliance Independent Assessment teams.
  • Inform management of significant compliance issues requiring attention or action.
  • Assess risks associated with business decisions, ensuring adherence to laws, regulations, and ethical standards.

Ideal Candidate Profile:

  • Over 10 years of relevant experience in compliance and risk management.
  • In-depth knowledge of compliance laws, regulations, and risk typologies.
  • Proven experience in conducting compliance testing and regulatory validation activities.
  • Strong understanding of auditing principles and risk assessment methodologies.
  • Demonstrated career advancement within reputable institutions.
  • Excellent interpersonal skills for effective stakeholder engagement.
  • Ability to navigate complex organizational structures and influence at senior levels.
  • Strong communication skills, both verbal and written, with the ability to present complex information clearly.
  • Willingness to travel as required.
  • Bachelor's degree required; advanced degree preferred.

Job Family Group:

Compliance and Control

Job Family:

Testing

Time Type:

Full time

Citi is an equal opportunity and affirmative action employer. We encourage applications from all qualified individuals without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Citigroup Inc. and its subsidiaries invite all qualified applicants to explore career opportunities with us.

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