Compliance and Risk Management Officer

Position OverviewAs a key member of our team, the Risk & Compliance Support Officer will play a vital role in ensuring adherence to regulatory standards within our investment products division. This position involves a range of responsibilities aimed at supporting branch personnel and enhancing compliance practices.Key ResponsibilitiesAssist branch personnel...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Infini Capital Management Limited. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.Key ResponsibilitiesCompliance Policy ManagementDevelop,...

Key Responsibilities: Assist branch personnel in adhering to the regulated sales process for investment products. Support the strategic planning and enhancement of the regulated sales process for branches. Contribute to the oversight and monitoring initiatives concerning risk and compliance. Stay informed about industry practices related to the sales...

About the RoleCitibank, N.A. Hong Kong is seeking a highly skilled and experienced Senior Compliance Risk Officer to join our team as a Compliance Independent Assessment Officer. This is a hybrid role based in Hong Kong, and we are looking for a professional who can assess compliance risks and controls implemented by the first and second line of defense.Key...

**Job Summary**iCapital is seeking a highly skilled Compliance Officer to join our team in APAC. As a key member of our compliance function, you will play a critical role in ensuring the firm's growth is sustainable and compliant with regulatory requirements.**Key Responsibilities**Develop and implement a comprehensive compliance strategy and guidelines to...

Elevate Your Career with Citi At Citi, we are dedicated to fostering your professional journey and enhancing your skill set within a globally recognized financial institution. Our commitment to your development includes comprehensive training and direct engagement with senior leadership, alongside opportunities for community involvement through...

Job SummaryWe are seeking a highly motivated and detail-oriented Compliance Risks Officer Trainee to join our team at Société Générale Assurances. As a Compliance Trainee, you will assist in maintaining APAC ESG regulatory mapping, support advisory and ad-hoc business enquiries, and contribute to GRC team projects.Key ResponsibilitiesAssist in the...

Begin Your Career Journey with Citi At Citi, we are dedicated to fostering your professional growth and development. As a global leader in banking, we provide a unique opportunity to enhance your skills while making a significant impact in the financial sector. Our commitment to your career includes comprehensive training and exposure to senior...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at ICBC Asset Management (Global). The successful candidate will be responsible for developing and executing a risk-based annual compliance review plan, compliance review program, and internal audit plan for the company.Key ResponsibilitiesCompliance Review and Internal...

Compliance Risk Manager (Bank of China)Job Summary:We are seeking a highly skilled Compliance Risk Manager to join our team at Bank of China. As a key member of our risk management department, you will be responsible for formulating and updating compliance risk and Know Your Customer (KYC) policies and procedures in line with the latest regulatory...

Elevate Your Career with Citibank At Citibank, N.A. Hong Kong, we are dedicated to fostering your professional growth and development. Our commitment includes comprehensive training, mentorship from senior leaders, and opportunities to engage in community service initiatives. About the Role: We are seeking a seasoned professional to take on the...

Job SummaryWe are seeking a highly skilled and experienced Compliance Risk Management Specialist to join our team at The Bank of East Asia. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.Key ResponsibilitiesSupport Branch...

Job SummaryWe are seeking a highly skilled Compliance Risk Analyst to join our team at Interactive Brokers. As a key member of our Compliance department, you will play a critical role in ensuring the integrity of our AML program and maintaining our commitment to regulatory compliance.Key ResponsibilitiesConduct thorough reviews and analysis of our enterprise...

Job SummaryThe Bank of East Asia is seeking a highly skilled Risk and Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring the compliance of our pension and trust businesses with relevant legislation, rules, and guidelines.Key ResponsibilitiesMonitor and analyze compliance matters related to our...

Key ResponsibilitiesContinuously review and refine compliance protocols to ensure they meet industry standards. Oversee compliance documentation, ensuring precise record-keeping of all compliance-related activities. Evaluate and mitigate compliance risks linked to the organization’s operations. Facilitate compliance training sessions for staff to bolster...

About the RoleWe are seeking a highly skilled Compliance Officer to join our Asia-Pacific team at Point72. As a key member of our compliance team, you will play a critical role in ensuring the firm's adherence to regulatory requirements and industry standards.Key ResponsibilitiesEnforce compliance monitoring programs, including trade monitoring and due...

Key ResponsibilitiesContinuously review and enhance compliance frameworks and policies. Manage compliance documentation and ensure meticulous record-keeping related to compliance operations. Evaluate and mitigate compliance risks tied to the organization's activities. Facilitate compliance training sessions for staff to improve their understanding of...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Infini Capital Management Limited. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.Key ResponsibilitiesCompliance Policy ManagementDevelop,...

{"title": "Compliance Officer/Manager", "content": "Main ResponsibilitiesWe are seeking a highly skilled Compliance Officer/Manager to join our team at Gough Recruitment. The successful candidate will be responsible for ensuring that our clients' businesses operate in compliance with all relevant laws and regulations.Monitor daily trading activities and...

About the RoleRapyd is seeking a highly skilled Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key ResponsibilitiesPerform Enhanced Due Diligence (EDD) on high-risk merchants, ensuring timely, accurate, and...