Compliance Officer

Compliance Officer, Compliance page is loaded Compliance Officer, Compliance Apply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id JR000951 Position Description The AML Compliance Officer will be part of the Financial Crime Compliance team in CLSA, reporting into Regional Head of Financial Crime Compliance. The AML...

Job Title: Compliance Officer RoleAbout UsJC Executive Search is a leading recruitment agency that specializes in connecting top talent with top companies. Our team is dedicated to providing exceptional service and support to our clients and candidates.Job SummaryWe are seeking a Compliance Officer to join our team. The successful candidate will be...

Senior Compliance OfficerThis is an exciting opportunity to work as a Senior Compliance Officer with Projob21 Ltd. in our North Asia Branch.Key ResponsibilitiesOversight of regulatory affairs and central compliance mattersSubject matter expert on regulatory changes and implementation of procedures and policiesTeam head responsible for supervising a team of...

Compliance Officer (Secondary Markets Compliance)Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...

CHIEF COMPLIANCE OFFICER | Digital BankingCHIEF COMPLIANCE OFFICER | Digital Banking (AML focus)Senior executive positionOur client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance with...

About the RoleWe are seeking an experienced Compliance Manager to join our team in Hong Kong. The successful candidate will be responsible for ensuring that all AllianzGI's activities in the AP offices satisfy regulatory requirements within the Investment Compliance areas.The ideal candidate will have a strong understanding of current issues affecting the...

About This Role:This is an excellent opportunity for a Regulatory Compliance Officer to join our team at OCBC. The successful candidate will be responsible for ensuring that all regulatory requirements are met, while also providing support to senior management on reporting and compliance matters.

At Larson Maddox, we are seeking a highly skilled Trading Compliance Officer to join our team. This role offers an exciting opportunity to work in a dynamic environment and contribute to our growing business.Key ResponsibilitiesProvide expert compliance advice to the trading business, ensuring adherence to regulatory requirements.Oversee and manage...

Job OverviewWe are seeking a seasoned Compliance Officer to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance programs to mitigate regulatory...

At Allianz Global Investors, we strive to maintain a high level of professionalism and foster an inclusive work environment.The Investment Compliance team in Asia Pacific is responsible for executing a global compliance program that includes advisory services, training, monitoring, and reporting for investment activities across research, portfolio...

Senior Compliance Officer (Global Payment Group) (84083) Central and Western District, Hong KongJob DescriptionWork on strategic projects aimed at enhancing the compliance infrastructure and collaborate with both local and international teams to address compliance issues across the business.Ensure compliance with all applicable laws and regulations under the...

About the RoleWe are seeking a highly motivated and experienced Compliance Officer to join our team at Classy Wheeler Limited. As a key member of our compliance team, you will be responsible for ensuring our operations adhere to regulatory requirements and maintaining the highest standards of ethics and integrity.Key ResponsibilitiesDevelop and implement...

The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators.The Senior Compliance Officer will also be required to work closely with the Business...

About the Position:We are seeking a highly skilled Safety and Compliance Officer to join our team at The Bank of East Asia, Limited (BEA). As a key member of our compliance team, you will be responsible for ensuring the Bank's health, safety, and workplace wellness policies are implemented effectively and in compliance with regulatory requirements.Your Key...

Investment Compliance JobThe Bank of China is seeking an Investment Compliance Officer to join its Legal & Compliance and Operational Risk Management Department.About the Role:This position involves providing advisory services to business units regarding regulatory compliance issues on investment or insurance products/services.The successful candidate will...

As the Compliance and Risk expert in the Hong Kong office,  you will cover all aspects of conflict checks, analysis and AML.  Key responsibilities include:Managing the day to day conflict checks and analysis Being in charge of any ad hoc projects for Compliance in Hong Kong Reviewing database searches to ensure accuracy and completeness. Analyzing cases...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Compliance Officer - KYC and Sanctions Compliance Hong Kong, Hong Kong | Posted on 06/02/2025 Job Description Working with Bernhard Schulte Shipmanagement (BSM) means partnering with one of the world's leading third-party ship managers. As a multinational, family-owned business, we celebrate a culture of togetherness. Caring for and learning from each other...

Role OverviewThe AML and Sanctions Compliance Officer will play a key role in ensuring that all client relationships and accounts comply with internal policies & procedures, regulatory requirements, and industry standards.Main Responsibilities:Client Due Diligence: Conduct comprehensive reviews of client profiles, ensuring that all required information and...

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