Legal Compliance Specialist

3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Axiom Full time

Job Summary:

Axiom is seeking a highly skilled Legal Consultant to join our team. As a Legal Consultant, you will be responsible for developing and implementing compliance programs and policies to ensure adherence to relevant laws, regulations, and industry standards.

Key Responsibilities:

  • Develop and implement compliance programs and policies to ensure adherence to relevant laws, regulations, and industry standards.
  • Conduct regular compliance risk assessments and audits to identify potential areas of non-compliance and develop mitigation strategies.
  • Provide legal advice and guidance on compliance matters to internal stakeholders, including senior management.

Requirements:

  • 1+ years' experience in legal, compliance or internal audit experience at an asset manager or other financial institution
  • Bachelor's Degree
  • English and Chinese

What We Offer:

This role offers a range of competitive compensation starting at $150,000 and a highly competitive benefits package in the alternative legal services marketplace that includes health benefits, 401K and more. Axiomites also get access to professional development resources and learning and development programs. Axiomites predominately work remotely, with the exception that some clients require on-site presence.



  • Hong Kong, Central and Western District, Hong Kong SAR China China Life Franklin Asset Management Full time

    Legal & Compliance Role **About the Role** China Life Franklin Asset Management is seeking a highly motivated and detail-oriented individual to join our Compliance and Legal team. As a Legal & Compliance Specialist, you will play a critical role in supporting the business lines by reviewing and drafting legal documents, providing contract law opinions, and...


  • Hong Kong, Central and Western District, Hong Kong SAR China China Life Franklin Asset Management Full time

    **About China Life Franklin Asset Management**We are a leading joint venture asset manager, partnering with China Life Group and Franklin Templeton Investments to provide institutional investment solutions in the region.**Job Summary**We are seeking a highly motivated and detail-oriented Legal & Compliance Specialist to join our team. As a key member of our...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bo Le Leaders Ltd Full time

    Job Title: Legal and Compliance ManagerAt Bo Le Leaders Ltd, we are seeking a highly skilled Legal and Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our company remains compliant with all relevant laws and regulations.Key Responsibilities:Regulatory Compliance: Identify and stay up-to-date...

  • Compliance Officer

    2 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Compliance Lawyer Opportunity at Worthington LegalA top UK law firm, Worthington Legal, is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

  • Compliance Officer

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    {"h1":"Compliance Lawyer Role at Worthington Legal","p":"Worthington Legal is seeking a Compliance Lawyer to join their Hong Kong office. As a key member of the team, you will be responsible for developing and maintaining the firm\u2019s policies and procedures on core compliance issues such as anti-money laundering, sanctions, conflicts, and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Axiom Full time

    Job SummaryWe are seeking a highly skilled Legal Consultant to join our team at Axiom. As a Legal Consultant, you will be responsible for developing and implementing compliance programs and policies to ensure adherence to relevant laws, regulations, and industry standards.ResponsibilitiesDevelop and implement compliance programs and policies to ensure...

  • Compliance Officer

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    {"h1":"Compliance Lawyer Role at Worthington Legal","p":"Worthington Legal is seeking a Compliance Lawyer to join their Hong Kong office. As a key member of the team, you will be responsible for developing and maintaining the firm\u2019s policies and procedures on core compliance issues such as anti-money laundering, sanctions, conflicts, and...

  • Compliance Officer

    2 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and confidentiality.Key...

  • Compliance Officer

    1 week ago


    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

  • Compliance Officer

    5 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

  • Compliance Officer

    7 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...


  • Hong Kong, Central and Western District, Hong Kong SAR China China Life Franklin Asset Management Full time

    CLFAMC is a joint venture asset manager of the China Life Group and Franklin Templeton Investments. We are one of the major institutional investors in the region with sizable AUM.Job SummaryWe are seeking a caliber individual with strong passion in joining the legal role in the financial industry to assist in our Compliance and Legal tasks in the team.Key...

  • Compliance Lawyer

    4 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Job Title: Compliance LawyerCompany: Worthington LegalLocation: Hong Kong OfficeJob Type: Full-timeAbout the Role:We are seeking a highly skilled Compliance Lawyer to join our team in Hong Kong. As a Compliance Lawyer, you will play a critical role in developing and maintaining our firm's policies and procedures on core compliance issues such as anti-money...


  • Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Compliance Lawyer Job DescriptionWorthington Legal is seeking a skilled Compliance Lawyer to join their team in Hong Kong.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and confidentiality.Key responsibilities will...

  • Compliance Specialist

    4 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Axiom Full time

    Axiom is seeking a seasoned Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for developing and implementing compliance programs and policies to ensure adherence to relevant laws, regulations, and industry standards. Your expertise will be invaluable in conducting regular compliance risk assessments and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bo Le Leaders Ltd Full time

    **Job Summary**Bo Le Leaders Ltd is seeking a highly skilled Legal and Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our company remains compliant with all relevant laws and regulations.**Key Responsibilities:****Identify and Stay Up-to-Date on Regulatory Requirements**: Stay abreast of...

  • Compliance Specialist

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    About the RoleDBS Bank is seeking a skilled professional to join our Group Legal, Compliance & Secretariat team. As a Compliance Specialist, you will play a critical role in ensuring the bank's interests are protected and its reputation is enhanced.Key ResponsibilitiesConduct thorough investigations to ensure the quality and timeliness of results.Identify...


  • Hong Kong, Central and Western District, Hong Kong SAR China AVOMIND Full time

    About AVOMINDAVOMIND is a global leader in knowledge on-demand, connecting investors and business leaders with the knowledge they need to succeed. Our team of experts provides round-the-clock coverage to the world's top investment funds, consultancies, and businesses.The RoleWe are seeking a highly motivated and detail-oriented Research Compliance Specialist...


  • Hong Kong, Central and Western District, Hong Kong SAR China ALS International Full time

    About the RoleWe are seeking a seasoned legal professional to lead our legal and compliance team in Hong Kong. As Head of Legal and Compliance, you will be responsible for providing strategic legal advice to our CEO and handling all legal matters.Key ResponsibilitiesProvide legal advice to the CEO and handle legal documents/contractsLead projects and work...


  • Hong Kong, Central and Western District, Hong Kong SAR China Interactive Brokers Full time

    Job Title: Junior Legal Documentation SpecialistInteractive Brokers is seeking a highly organized and detail-oriented Junior Legal Documentation Specialist to join our team. As a key member of our Treasury team, you will be responsible for preparing and reviewing documentation, ensuring compliance with regulatory requirements, and communicating with internal...