Legal and Compliance Manager

7 days ago

Hong Kong, Central and Western District, Hong Kong SAR China Bo Le Leaders Ltd Full time

**Job Summary**

Bo Le Leaders Ltd is seeking a highly skilled Legal and Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our company remains compliant with all relevant laws and regulations.

**Key Responsibilities:**

  • **Identify and Stay Up-to-Date on Regulatory Requirements**: Stay abreast of all legal and compliance requirements for a Hong Kong-based licensed fund management corporation, with authorization to conduct Type 1, 4, and 9 regulated activities.
  • **Assess and Manage Capital Legal and Compliance Matters**: Assess and manage Capital Legal and Compliance matters, including personal account conflict management, and liaise with the Corporate Legal and Compliance team.
  • **Prepare and Assist with Filings and Reporting**: Prepare and assist in preparing filings and reporting to ensure compliance with SFC regulatory and filing requirements (Company and employees).
  • **Support the Compliance Lead**: Support the Compliance lead to update the firm on new and updated legal and compliance requirements and assist with developing, reviewing, and modifying policies and systems accordingly.
  • **Assist with Intra-Group Reporting and Coordination**: Assist with intra-group reporting and coordination with relevant stakeholders within the firm.
  • **Provide Guidance on Legal and Compliance Matters**: Provide guidance to management and employees on legal and compliance matters, including interpretation of regulation and internal policy requirements.
  • **Assist with Other Regulatory Topics**: Assist in other regulatory topics as needed, e.g., NDA, KYC/AML, FATCA/CRS, personal data protection, and other relevant matters.

**Requirements:**

  • **Bachelor's Degree**: Bachelor's degree required, preferably with an exceptional academic record.
  • **Professional Qualifications**: Preferably a legal professional, or a member of a reputable relevant professional body (e.g., ACAMS).
  • **Experience**: At least 4-8 years of experience working in a legal compliance role in a regulated financial institution, preferably with experience in asset management.
  • **Knowledge of Hong Kong SFC Regulations**: Experienced and knowledgeable with Hong Kong SFC regulations.

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