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Legal Advisor, Investment Management and Compliance

2 months ago

Hong Kong, Central and Western District, Hong Kong SAR China Sun Life Full time

Job Summary

Sun Life is seeking a highly experienced and skilled Legal Counsel to join our Asia Investment Management team. As a key member of our in-house legal team, you will provide expert legal advice and guidance to support the growth and success of our business.

Key Responsibilities

  • Advise on a wide range of securities law, regulatory, and finance issues, with a focus on business activities related to the Hong Kong Securities & Futures Ordinance.
  • Collaborate with investment management colleagues and other relevant business units to negotiate agreements and provide professional counsel on commercial objectives.
  • Play a proactive role in providing legal advice to the product development team on the establishment, structuring, and maintenance of investment vehicles.
  • Supervise company secretarial matters, including drafting agendas and board meeting minutes, and liaising with the appointed company secretary.
  • Collaborate with in-house counsel teams in the Asia region and globally on cross-border investment matters.
  • Work effectively with internal stakeholders to develop policies, operating guidelines, and practices to manage and comply with regulatory and internal requirements.

Requirements

  • 10+ years of relevant experience in an in-house legal team or practicing at a law firm in the relevant areas.
  • Qualified lawyer, preferably in a Common Law jurisdiction (Hong Kong preferred).
  • Expertise in securities and insurance law, regulatory, and financial services issues, with a focus on business activities related to the Hong Kong Companies Ordinance and Securities & Futures Ordinance.
  • Ability to synthesize legal knowledge and understanding of business objectives to achieve desired outcomes.
  • Strong communication and interpersonal skills, with the ability to articulate complex legal concepts and their implications for business goals.
  • Ability to distil complex concepts into actionable advice for business units in different jurisdictions.
  • Strong commercial awareness and a positive attitude.
  • Ability to demonstrate solid and effective project management and successful experiences leading/managing change.