Regulatory Affairs Director

2 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Madison Pearl Full time

Madison Pearl: Enhancing Financial Crime Compliance

We are a licensed digital banking group with an established local business spanning retail and corporate clients. Our governance functions ensure compliance with statutory provisions, regulatory requirements, and industry codes of conduct. We are committed to enhancing our financial crime compliance procedures and adhering to regulatory frameworks.

Job Summary:

We are seeking a seasoned Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures. The successful candidate will have a deep understanding of Anti-Money Laundering (AML) procedures and be able to formulate and implement our overall compliance strategy.

Responsibilities:

  • Develop and implement a robust compliance framework to identify, assess, and monitor compliance risk.
  • Establish a compliance program to ensure adherence to statutory provisions, regulatory requirements, and codes of conduct.
  • Lead the timely execution of our compliance program and ensure our compliance department is adequately resourced and staffed.
  • Provide advisory services on regulatory requirements related to corporate governance, business activities, and licensing.

Qualifications:

  • University degree in Accountancy, Finance, or Law with a minimum of 15 years' relevant experience in regulatory compliance and AML/CFT compliance.
  • Experience with FATCA and CRS matters is highly preferred.
  • Holder of CAMLP/CAMS certification; IT security certification is preferred.
  • Comprehensive knowledge of statutory and regulatory requirements in banking and AML/CFT-related matters.
  • Strong experience in banking practices, operational procedures, and IT control matters.
  • Excellent analytical and judgmental skills.
  • Strong leadership, interpersonal, and communication skills.
  • Proficiency in both written and spoken English and Chinese; fluency in Putonghua is a must.
  • High level of integrity and ethical standards.


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Institute of Certified Public Accountants (HKICPA) Full time

    Job OverviewThe Hong Kong Institute of Certified Public Accountants (HKICPA) is seeking a highly experienced professional to lead its governance and regulatory affairs. Reporting to the Director, you will be responsible for developing and implementing policies that ensure effective implementation of the Institute's governance framework.You will work closely...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Institute of Certified Public Accountants (HKICPA) Full time

    We are seeking a highly experienced Governance and Regulatory Affairs Manager to join our team at the Hong Kong Institute of Certified Public Accountants (HKICPA).In this role, you will play a critical part in shaping the Institute's governance and regulatory affairs. You will develop and implement policies and governance frameworks that ensure the Institute...


  • Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full time

    Job RequirementsTo succeed as a Regulatory Affairs Consultant, you must have prior experience in compliance, consultancy, or regulatory affairs within financial services.You should have a strong knowledge of SFC and HKMA regulations, particularly in asset management and fund services.As a Regulatory Affairs Consultant, you will assist with licensing...


  • Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

    About the RoleJoin our Regulatory Affairs team in Hong Kong as a Regulatory Affairs Specialist. You will play a critical role in ensuring that our company remains compliant with regulatory requirements and internal policies.Review and analyze new regulatory developments and maintain oversight of developments impacting business activities.Develop and maintain...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Institute of Certified Public Accountants (HKICPA) Full time

    Senior Governance and Regulatory Affairs ManagerThe Hong Kong Institute of Certified Public Accountants (HKICPA) is seeking a highly experienced Senior Governance and Regulatory Affairs Manager to join our team.As a key member of our Department, you will be responsible for developing and implementing policies and governance frameworks that ensure the...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank of China Full time

    Regulatory Compliance PositionWe are seeking a highly skilled Regulatory Affairs Manager to join our team at the Bank of China.About the Role:This position involves providing guidance to business units on regulatory compliance matters related to investment or insurance products.The successful candidate will be responsible for participating in regulatory...


  • Hong Kong, Central and Western District, Hong Kong SAR China Well Link Financial Group Full time

    Regulatory Affairs SpecialistWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    Job Title: Regulatory Affairs SpecialistDescription: Accuray Asia Ltd is a leading manufacturer of medical devices. We are seeking a highly skilled Regulatory Affairs Specialist to join our team in the Asia Pacific region.Key Responsibilities:Develop and maintain knowledge of local regulations and standards applicable to medical device market...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Institute of Certified Public Accountants (HKICPA) Full time

    Governance and Regulatory Affairs ExpertWe are seeking an experienced Governance and Regulatory Affairs Expert to join our Department and contribute to the development and implementation of policies and governance frameworks.As a key member of our team, you will be responsible for providing expert advice and guidance on governance and regulatory matters....


  • Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    Job OverviewIn this role, you will be responsible for overseeing Regulatory Affairs & Central Compliance, managing intensive back-to-back meeting schedules, and assuming subject matter expertise on regulatory changes. You will also oversee regional KYC/CDD function, accountable for managing new and periodic CDD/KYC assessments, and conduct PEP, sanctions,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    Accuray Asia Ltd is seeking a highly skilled Regulatory Affairs Specialist to support the company's growth in the Asia Pacific region. The ideal candidate will have a strong background in regulatory affairs, with a focus on medical devices.Key Responsibilities:Prepare and submit regulatory applications for medical device market approvals in Asia Pacific...


  • Hong Kong, Central and Western District, Hong Kong SAR China F. Hoffmann-La Roche Gruppe Full time

    Job DescriptionAt F. Hoffmann-La Roche Gruppe, we're pushing back the frontiers of healthcare with innovative research and diversity-focused approaches. We're seeking a skilled Regulatory Affairs Intern to join our team.Main Responsibilities:• Collaborate with local and global teams to ensure timely product listing and meet business objectives.• Prepare...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    Job DescriptionWe are seeking a highly skilled Regulatory Affairs Specialist to support obtaining medical device pre-market regulatory approvals in Asia Pacific. The ideal candidate will have experience authoring regulatory submissions through third-party entities and be vigilant of developing standards and regulations impacting Accuray product...


  • Hong Kong, Central and Western District, Hong Kong SAR China SinoPac Securities (Asia) Limited Full time

    What We're Looking ForWe require a highly motivated and detail-oriented individual with excellent communication skills to fill this role. The ideal candidate will have a degree in Law, Accounting, Business Administration, or a related field, and 2 years of relevant experience in compliance and regulatory affairs.Key Skills:Strong understanding of securities...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    Accuray Asia Ltd is a leading medical technology company that specializes in radiation oncology solutions. We are seeking a skilled Regulatory Affairs Specialist to join our team and support the successful market access of our medical devices in Asia Pacific.The ideal candidate will have a strong understanding of the regulatory landscape in Asia Pacific and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

    About the Team:We are seeking a Regulatory Affairs Expert to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in Asia Pacific comply with regulatory requirements and internal policies.Key Responsibilities:Develop and implement compliance policies,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    Accuray Asia Ltd is seeking a highly skilled Regulatory Affairs Specialist to support the successful market access of our medical devices in Asia Pacific.The ideal candidate will have a solid understanding of the regulatory landscape in Asia Pacific and be able to navigate the complex requirements for obtaining pre-market approvals.About the Role:Author and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Novo Nordisk AS Full time

    Company Overview: At Novo Nordisk, we're committed to creating innovative solutions for people with chronic diseases. As a Medical Affairs professional, you'll play a critical role in shaping our scientific strategy and communicating with healthcare professionals.About the Role: We're seeking an experienced Medical Affairs Director to join our team. In this...


  • Hong Kong, Central and Western District, Hong Kong SAR China F. Hoffmann-La Roche Gruppe Full time

    Roche fosters diversity, equity and inclusion, representing the communities we serve. When dealing with healthcare on a global scale, diversity is an essential ingredient to success. We believe that inclusion is key to understanding people's varied healthcare needs. Together, we embrace individuality and share a passion for exceptional care. Join Roche,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full time

    Key ResponsibilitiesAs a Regulatory Affairs Professional, you will be responsible for:Overseeing the review of new product development in adherence to the Product Compliance Program.Partnering closely with other Compliance Leaders, Legal, Product, Engineering, and Risk to ensure compliance.Developing and maintaining a strong control environment.Identifying...