Regulatory Affairs Director
2 days ago
Madison Pearl: Enhancing Financial Crime Compliance
We are a licensed digital banking group with an established local business spanning retail and corporate clients. Our governance functions ensure compliance with statutory provisions, regulatory requirements, and industry codes of conduct. We are committed to enhancing our financial crime compliance procedures and adhering to regulatory frameworks.
Job Summary:
We are seeking a seasoned Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures. The successful candidate will have a deep understanding of Anti-Money Laundering (AML) procedures and be able to formulate and implement our overall compliance strategy.
Responsibilities:
- Develop and implement a robust compliance framework to identify, assess, and monitor compliance risk.
- Establish a compliance program to ensure adherence to statutory provisions, regulatory requirements, and codes of conduct.
- Lead the timely execution of our compliance program and ensure our compliance department is adequately resourced and staffed.
- Provide advisory services on regulatory requirements related to corporate governance, business activities, and licensing.
Qualifications:
- University degree in Accountancy, Finance, or Law with a minimum of 15 years' relevant experience in regulatory compliance and AML/CFT compliance.
- Experience with FATCA and CRS matters is highly preferred.
- Holder of CAMLP/CAMS certification; IT security certification is preferred.
- Comprehensive knowledge of statutory and regulatory requirements in banking and AML/CFT-related matters.
- Strong experience in banking practices, operational procedures, and IT control matters.
- Excellent analytical and judgmental skills.
- Strong leadership, interpersonal, and communication skills.
- Proficiency in both written and spoken English and Chinese; fluency in Putonghua is a must.
- High level of integrity and ethical standards.
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