Current jobs related to Compliance Advisory Professional - Hong Kong Island - Ashford Benjamin

  • Compliance Advisory Professional

    4 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Ashford Benjamin is looking for a Compliance Advisory Professional to join our team. In this role, you will be responsible for providing regulatory compliance advisory to our APAC businesses. You will identify rules and regulation updates, establish effective compliance programs, implement compliance frameworks and procedures, and oversee general compliance...

  • Compliance Advisory Professional

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Job DescriptionAshford Benjamin is a leading provider of regulatory compliance services to the financial industry. We are currently seeking a highly experienced Compliance Advisory Professional to join our team.Provide regulatory compliance advisory services to our APAC businessesIdentify rules and regulation updates, and establish effective compliance...

  • Compliance Advisory Professional

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Key ResponsibilitiesAs a Regulatory Compliance specialist, you will play a key role in ensuring our Global Markets business remains compliant with regulatory requirements. Your main responsibilities will include:Providing expert advice on regulatory mattersReviewing new business proposals and initiativesMonitoring regulatory changes and updatesLiaising with...

  • Compliance Advisory Services

    21 hours ago

    Hong Kong Island, Hong Kong SAR China Ashford Benjamin Full time

    Ashford Benjamin is seeking a seasoned Regulatory Compliance specialist to join our team in Hong Kong.About the JobThis senior-level position involves providing regulatory compliance advisory services to our clients in the APAC region.You will have significant experience in regulatory compliance covering fund business, with a deep understanding of SFC type...

  • Financial Compliance Professional

    1 week ago

    Hong Kong Island, Hong Kong SAR China Ashford Benjamin Full time

    Compliance Advisory RoleAshford Benjamin is seeking a seasoned Compliance Advisory professional to join our Global Markets team. The successful candidate will provide expert advice on regulatory compliance matters, review new business/proposals, and ensure adherence to relevant laws and regulations.Candidates must possess a strong understanding of financial...

  • Advisory Compliance Officer

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China ZA Full time

    Job Title: Senior Manager/Manager, Regulatory ComplianceZA is seeking a seasoned professional to fill the role of Senior Manager/Manager, Regulatory Compliance . The successful candidate will be responsible for providing expert advice on regulatory matters, reviewing and assessing compliance risks for new products and services, and working with stakeholders...

  • Compliance Advisory Professional

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China China Construction Bank (Asia) Corporation Limited Full time

    Key Responsibilities:Provide advisory support to management and business units on AML and CTF related queries and issuesIdentify areas for improvement in the AML process/documentation and coordinate process changesPerform CDD and EDD review and provide authorized concurrence on new and additional account opening casesReview policies and process manuals...

  • Regulatory Compliance Professional

    21 hours ago

    Hong Kong Island, Hong Kong SAR China Ashford Benjamin Full time

    We are seeking a highly skilled Regulatory Compliance professional to join our team at Ashford Benjamin. As a Senior Associate - VP, you will be responsible for providing regulatory compliance advisory services to APAC businesses.Job DescriptionThe role involves identifying rules and regulation updates, establishing effective compliance programs,...

  • Compliance Expert

    1 week ago

    Hong Kong Island, Hong Kong SAR China Ashford Benjamin Full time

    Regulatory Compliance (VP) – Global MarketsWe are seeking a seasoned Regulatory Compliance professional with strong expertise in global markets compliance advisory to join our team at Ashford Benjamin. As a key member of our organization, you will be responsible for providing compliance advisory to our global markets business, reviewing new...

  • AML Advisory Professional

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China China Construction Bank (Asia) Corporation Limited Full time

    - Provide advisory support and assistance to management and business units on AML and Combating Terrorist Financing ('CTF') related queries and issues- Identify areas for improvement in the AML process/documentation on an ongoing basis- Coordinate process changes as a result of regulatory/policy updates- Provide coaching/training to team members and BUs-...

  • Regulatory Compliance Specialist

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Job OverviewA senior role for a Compliance Advisory/ Regulatory Compliance professional with strong knowledge of financial markets products and regulatory requirements. We are seeking a candidate to join Ashford Benjamin's Global Markets team in Hong Kong. This is an exciting opportunity for those looking to develop their career in compliance advisory.This...

  • Professional Growth Opportunities

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Asia Talent Advisory Full time

    Company Overview\Asia Talent Advisory is a forward-thinking consulting firm dedicated to bridging the talent gap in Hong Kong. We believe in nurturing young talent and providing a platform for graduates to grow into future leaders.

  • Regulatory Compliance

    1 week ago

    Hong Kong Island, Hong Kong SAR China Ashford Benjamin Full time

    Regulatory Compliance (VP) – Global MarketsWe are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

  • Actuarial Advisory Role

    7 days ago

    Hong Kong Island, Hong Kong SAR China HFG Insurance Recruitment Full time

    Actuarial Advisory RoleWe are seeking a highly skilled actuarial professional to join our advisory team in HFG Insurance Recruitment. As an Actuarial Advisory Specialist, you will support various advisory work including capital management, M&A, regulatory and accounting transformation, and actuarial and finance transformation.About the PositionThis is a...

  • Compliance Manager Professional

    8 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

    At Allianz Global Investors, we strive to maintain a professional work environment that promotes fulfillment and inclusivity. If you're interested in contributing to a leading active asset management company, consider joining our team as a Regulatory Expertise Specialist in Hong Kong within the Investment Compliance department.The Investment Compliance...

  • Management and Advisory Professional

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DL Holdings Group Full time

    DL Holdings Group is committed to delivering exceptional results through innovative solutions. We are seeking a Management and Advisory Professional to lead our business operations and drive growth. If you have a passion for business development and a proven track record of success, this could be the ideal role for you.Main ResponsibilitiesDevelop and...

  • Actuarial Advisory Expert

    3 days ago

    Hong Kong Island, Hong Kong SAR China HFG Insurance Recruitment Full time

    We are seeking a highly skilled actuarial professional to join our team in Hong Kong or Singapore as a Senior Manager/Manager - Life Actuarial. This is an excellent opportunity for individuals who enjoy project-based advisory work.As part of our actuarial advisory team, you will support various advisory work including capital management, M&A, regulatory and...

  • Valuation and Advisory Professional

    15 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Colliers Full time

    Job Summary: We are seeking an experienced Senior Manager to join our Valuation and Advisory Team. As a Senior Manager, you will lead the development and implementation of real estate valuation strategies to drive business growth. You will also manage a team of valuers to deliver high-quality valuation reports and build and maintain strong relationships with...

  • Global Markets Advisory Role

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Job DescriptionAshford Benjamin is instructed by a global investment bank to recruit a seasoned Compliance Officer to lead their Equities division in Hong Kong. As part of the Global Markets team, you will work closely with cross-functional teams to ensure compliance with regulatory requirements.Responsibilities include:Providing compliance advisory services...

  • Compliance Advisor

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    Job Description: We are seeking a diligent and proactive Compliance talent to join our bank. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business advisory. Key...

Compliance Advisory Professional

2 weeks ago

Hong Kong Island, Hong Kong SAR China Ashford Benjamin Full time

This is an exciting opportunity for Compliance Specialists to join a global platform as a Senior Compliance Associate – VP. The role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.

About the Role

The Senior Compliance Associate – VP will be responsible for:

  • Providing regulatory advisory services to APAC businesses
  • Identifying rules and regulation updates
  • Establishing effective compliance programs
  • Implementing compliance frameworks and procedures
  • Oversight of general compliance matters
What We Are Looking For
  • Candidates with around 3-12 years' experience in regulatory compliance covering fund business
  • Solid understanding of SFC type 1, 4, 9 rules and regulations
  • Chinese language proficiency