Director of Compliance

About the RoleWe are seeking an experienced leader to join our team as a Global Compliance Director. As a member of our Audit Department, you will play a critical role in ensuring the smooth operation of our daily activities.Main ResponsibilitiesGrow and develop our global network of compliance auditors and audit support teams.Develop and implement audit...

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

Senior Data Governance and Compliance PositionThe Digital Rights and Compliance Director will oversee the development and implementation of digital rights and compliance strategies and policies to ensure alignment with regulatory requirements. This role involves working closely with various teams, including data security, compliance, and operations.Key...

Job Summary:The Director of IT Compliance at FortisHill Consulting is responsible for ensuring the organization's IT systems comply with regulatory standards and laws. The successful candidate will develop and implement effective IT compliance strategies, collaborate with cross-functional teams, and stay updated on industry trends and regulatory changes.Key...

Digital Assets Compliance DirectorTbwa Chiat/Day Inc is seeking an accomplished Digital Assets Compliance Director to lead our regulatory efforts in the digital assets space. The successful candidate will have a deep understanding of the regulatory landscape and be able to drive effective compliance solutions.About the Position:Lead the development and...

We are seeking a highly experienced Compliance Director to join our team at BOCI-Prudential Asset Management Limited. This is an exciting opportunity for a seasoned compliance professional to provide leadership and guidance on all aspects of AML compliance.The successful candidate will have a minimum of 6 years of experience in the financial industry,...

Job Summary:We are seeking a seasoned Compliance Director to lead our Compliance Risk Management team in Asia Pacific. The successful candidate will be responsible for developing and implementing compliance risk management strategies and policies across the region.Key Responsibilities:Develop and implement compliance risk management strategies and...

Job DescriptionAt Harbridge Partners, we are seeking a highly experienced Compliance Director to lead our brokerage operations in Hong Kong. As a senior compliance professional, you will be responsible for overseeing all aspects of compliance activities in the region.Key Responsibilities:Regulatory Oversight: Act as the primary point of contact for...

Pure Hong Kong seeks a Compliance Director for its Global Investment Banking Business.**Job Description**In this key role, you will report to the Head of Compliance HK and provide compliance advice to the Global Investment Banking Business. This includes advisory services for Mergers & Acquisitions (M&A), Equity Capital Markets (ECM), Debt Capital Markets...

About the RoleThis Compliance Project Coordinator position plays a critical role in ensuring that our organization complies with relevant laws and regulations. The successful candidate will provide support to the Director, Compliance Projects & Reporting, in providing regulatory advice and guidance to business functions.Key Responsibilities:Support the...

Job Title: Compliance OfficerMNC - Tech Risk / Cyber Security - Senior Manager / DirectorAbout Us: Our company seeks a seasoned professional to fill this key role, leveraging their expertise in tech risk and cyber security.Job Description:This Senior Manager/Director will be responsible for overseeing the assessment of technology risks, IT governance,...

Senior IT Auditor WantedOur client, PrimePeak Group, is seeking a skilled Senior Manager / Director to oversee Tech Risk / Cyber Security functions. The ideal candidate will have expertise in IT governance, cybersecurity frameworks, and digital transformation risks.Responsibilities Include:Leading risk-based assessments to ensure compliance with various...

Job DescriptionThe Director of Equities Advisory Compliance will provide proactive compliance advisory services and manage regulatory requirements with a focus on HKEX and SFC regulations.Key Responsibilities:Lead the Equities Advisory Compliance function, providing expert guidance on compliance matters related to equities trading.Proactively interpret and...

Company OverviewNexusSearch is a leading global decentralized finance (DeFi) blockchain company based in Hong Kong, with a team of around 20 members including two in the Compliance Team. We are looking to expand our presence in Asia.Job DescriptionAs a key member of the Compliance Team, you will report directly to the Head of Compliance and handle all...

About the RoleThe Accounting and Financial Reporting Council (AFRC) is seeking a highly experienced legal professional to join our team as an Associate Director. As a key member of our team, you will be responsible for providing legal advice on regulatory matters and corporate governance.Key ResponsibilitiesAdvise on regulatory matters and corporate...

Supply Chain Excellence at Lacoste">We strive to maintain a transparent and accountable supply chain, adhering to the highest standards of social compliance.About the Role">The Senior CSR Compliance Executive plays a crucial role in maintaining our supply chain's integrity.This position requires strong analytical skills, attention to detail, and excellent...

The Legal and Compliance Director - MD  in a private credit fund is responsible for overseeing the compliance framework and legal matters related to the fund's operations. This role is crucial in ensuring that the fund adheres to all regulatory requirements and internal policies while managing legal risks associated with investment activities.Key...

Job Summary:We are looking for an experienced Compliance Solutions Manager to join our team at Waystone.In this role, you will assist in managing the team to drive service excellence and participate in business development calls where required. You will also be responsible for assisting in executing various internal projects and ensuring proper...

Agricultural Bank of China Hong Kong Branch is seeking an experienced and skilled Corporate Affairs Director to oversee the office administration functions.The successful candidate will have 8 years of experience in office administration, preferably in the Chinese financial industry, and a strong background in compliance-related reports and review...

Compliance Solutions Hong Kong are looking to hire a new Manager in their Team.In this role, you will have the opportunity to manage a portfolio of clients seeking regulatory advice. Our portfolio comprises a variety of businesses including hedge funds, investment banks, asset management companies, venture capital firms, leveraged forex traders, industry...