Senior Financial Operations Specialist

6 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

Larson Maddox: A Leading Investment Bank in Hong Kong

We are committed to excellence in financial services, ensuring compliance and operational integrity while supporting our clients' diverse needs.

Job Summary:

The ideal candidate will possess a strong background in finance, with a minimum of 5 years of experience in a control room or compliance role within an investment bank or financial institution. Strong knowledge of financial products, market regulations, and compliance frameworks is essential. Excellent analytical skills, attention to detail, and ability to work effectively under pressure are required.

Key Responsibilities:

  • Monitoring and Management: Monitor and manage communication within the control room to ensure compliance with regulatory requirements.
  • Conflicts of Interest Checks: Conduct conflicts of interest checks to identify potential issues related to trading activities and business dealings.
  • Internal and External Communications: Oversee and coordinate internal and external communications related to trading activities.
  • Risk Assessments and Compliance: Conduct risk assessments and ensure proper adherence to internal policies and regulations.
  • Collaboration and Training: Collaborate with compliance and legal teams to address potential issues and implement corrective actions. Provide timely updates to senior management regarding control room activities and any emerging risks. Develop and maintain accurate documentation of control room processes and procedures. Assist in training new staff on control room protocols and compliance measures.

Requirements:

  • Education: Bachelor's degree in Finance, Business Administration, or a related field.
  • Experience: Minimum 5 years of experience in a control room or compliance role within an investment bank or financial institution.
  • Skills and Qualifications: Strong knowledge of financial products, market regulations, and compliance frameworks. Excellent analytical skills, attention to detail, and ability to work effectively under pressure. Exceptional communication and interpersonal skills, with fluency in both English and Mandarin preferred.

Estimated Salary: HKD 80,000 - HKD 120,000 per annum, depending on experience.



  • Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time

    Job Title: Senior Financial Operations SpecialistAt Harbridge Partners, we are seeking a highly skilled Senior Financial Operations Specialist to join our team.Responsibilities:Develop and implement financial operations procedures to ensure accuracy and efficiency.Manage daily finance operations, including bank statements reconciliation, account fund flow...


  • Hong Kong, Central and Western District, Hong Kong SAR China Gough Recruitment Full time

    Job Title: Senior Financial Operations SpecialistAbout the Role:We are seeking a Senior Financial Operations Specialist to join our Asia Pacific Regional Finance Team in Hong Kong. As a key member of the team, you will be responsible for supervising the monthly account closing and evaluating the group reporting package.Generate reports and group reporting...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    About the RoleAs a Senior Financial Operations Specialist at Prudential plc, you will play a vital role in managing expenses for assigned departments to drive business growth and investment strategy. You will work closely with management to analyze spend on business initiatives, recommend actions, and prepare financial metrics.Key ResponsibilitiesSupport...


  • Hong Kong, Central and Western District, Hong Kong SAR China Tether Operations Limited Full time

    Role OverviewTether Operations Limited is seeking a seasoned Regulatory Compliance Specialist to join our Regulatory and Licensing team in the Asia Pacific region. This role is focused on ensuring our operations align with local regulations, fostering a culture of compliance, and driving business growth through strategic regulatory engagement.Key...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Edge Partnership Full time

    Job DescriptionAt The Edge Partnership, we are seeking a highly skilled Financial Operations Specialist to join our team. As a key member of our financial department, you will be responsible for ensuring the smooth operation of our financial processes.Responsibilities:Manage daily accounting operations, including bookkeeping, accounts payable, accounts...


  • Hong Kong, Central and Western District, Hong Kong SAR China DARMAX GLOBAL Full time

    At DARMAX GLOBAL, we are seeking a skilled Financial Operations Specialist to join our team in a dynamic and growing hedge fund environment.Key responsibilities include:Managing accounts payable, monthly closing, cash management, and expense reports.Preparing financial reports for senior management and investors.Ensuring timely and accurate annual regulatory...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services provider in Hong Kong, Macau, and Mainland China. Our mission is to deliver exceptional customer experiences through our network of over 70 branches.We value caring, teamwork, and progressiveness. We believe in fostering an environment where our employees can grow and...


  • Hong Kong, Central and Western District, Hong Kong SAR China CITIC CLSA Full time

    About the CompanyCITIC CLSA, a leading global investment bank, is seeking a highly skilled Financial Operations Specialist to join our team. The company has a proven track record of success in the financial industry, with a strong reputation for innovation and excellence.Salary Range: $120,000 - $180,000 per annumAbout the JobThe Financial Operations...


  • Hong Kong, Central and Western District, Hong Kong SAR China Allen & Overy Full time

    Job SummaryWe are seeking a highly skilled and detail-oriented Financial Operations Specialist to join our team in Hong Kong. As a key member of our Finance team, you will be responsible for managing the end-to-end Accounts Payable process, ensuring accurate and timely processing of vendor invoices and payments. You will also support the Senior Accountant...


  • Hong Kong, Central and Western District, Hong Kong SAR China West Kowloon Full time

    The West Kowloon Cultural District Authority is seeking a highly motivated and detail-oriented Financial Operations Specialist to join their Finance Cadetship Programme.The successful candidate will be responsible for assisting with various financial tasks, including reporting, financial planning and analysis, and treasury management.Key responsibilities...


  • Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    About Larson Maddox">We are an international investment bank based in Hong Kong. We are committed to excellence in financial services. ">About the Role">This is a Junior Treasury Specialist position that supports our financial operations team. The ideal candidate will assist with daily cash management and forecasting activities. Responsibilities include...


  • Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time

    Job Title: Financial Operations SpecialistJob Summary:We are seeking a highly skilled Financial Operations Specialist to join our team at Harbridge Partners. The successful candidate will be responsible for the daily finance operations and financial/accounting system maintenance.Responsibilities:Responsible for the daily finance operations and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Fortune&Future Hong Kong Limited Full time

    Job OverviewFortune&Future Hong Kong Limited seeks a skilled and experienced Financial Operations Specialist to join our team. As a key member of our operations department, you will be responsible for ensuring the smooth functioning of our financial processes.


  • Hong Kong, Central and Western District, Hong Kong SAR China West Kowloon Full time

    Financial Operations SpecialistThe West Kowloon Cultural District Authority is seeking a highly skilled Financial Operations Specialist to join its team. As a key member of the finance team, you will be responsible for processing payment requests, preparing journal vouchers, and assisting in month-end closing tasks.Key Responsibilities:Process payment...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services organization in Hong Kong, offering a range of banking, insurance, and financial services through its extensive network of branches in Hong Kong, Macau, and Mainland China. Our core values are centered around caring, teamwork, and progressiveness. We recognize that...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Hong Kong University of Science and Technology Full time

    **Company Overview**The Hong Kong University of Science and Technology's Treasury team plays a crucial role in managing the institution's working capital and investments.We are seeking an experienced professional to join our team as a Financial Operations Specialist, reporting directly to the Treasurer.Estimated Salary: HKD 800,000 - HKD 1,200,000 per...


  • Hong Kong, Central and Western District, Hong Kong SAR China King Deux Search & Consulting Full time

    About the RoleWe are seeking a highly skilled Financial Operations Specialist to join our client's finance team in Hong Kong. This is an exciting opportunity for a talented individual to take on a leadership role in managing daily finance operations, budgeting & forecasting, and system automation.


  • Hong Kong, Central and Western District, Hong Kong SAR China cimic Full time

    Financial Operations SpecialistCimic is seeking a skilled Financial Operations Specialist to support the finance department for general accounting and administrative works.Job Duties:Provide general accounting and administrative support, including data entries and accounts reconciliations.Prepare financial and accounting reports, ensuring accuracy and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    About PrudentialPrudential's purpose is to help people achieve their financial goals. Our mission is to deliver innovative solutions that make a lasting impact on our customers' lives.We are committed to creating a culture of excellence, where our employees can grow and thrive in their careers. We believe that by working together, we can make a difference...


  • Hong Kong, Central and Western District, Hong Kong SAR China CICC Full time

    Financial Operations Specialist at CICCKey Responsibilities:Oversee the daily operation of fund of funds products, ensuring timely and accurate execution of trade orders and recording of financial data.Collaborate with internal departments, such as legal and compliance, and external service providers to maintain regulatory compliance and operational...