Senior Financial Operations Specialist
6 days ago
Larson Maddox: A Leading Investment Bank in Hong Kong
We are committed to excellence in financial services, ensuring compliance and operational integrity while supporting our clients' diverse needs.
Job Summary:
The ideal candidate will possess a strong background in finance, with a minimum of 5 years of experience in a control room or compliance role within an investment bank or financial institution. Strong knowledge of financial products, market regulations, and compliance frameworks is essential. Excellent analytical skills, attention to detail, and ability to work effectively under pressure are required.
Key Responsibilities:
- Monitoring and Management: Monitor and manage communication within the control room to ensure compliance with regulatory requirements.
- Conflicts of Interest Checks: Conduct conflicts of interest checks to identify potential issues related to trading activities and business dealings.
- Internal and External Communications: Oversee and coordinate internal and external communications related to trading activities.
- Risk Assessments and Compliance: Conduct risk assessments and ensure proper adherence to internal policies and regulations.
- Collaboration and Training: Collaborate with compliance and legal teams to address potential issues and implement corrective actions. Provide timely updates to senior management regarding control room activities and any emerging risks. Develop and maintain accurate documentation of control room processes and procedures. Assist in training new staff on control room protocols and compliance measures.
Requirements:
- Education: Bachelor's degree in Finance, Business Administration, or a related field.
- Experience: Minimum 5 years of experience in a control room or compliance role within an investment bank or financial institution.
- Skills and Qualifications: Strong knowledge of financial products, market regulations, and compliance frameworks. Excellent analytical skills, attention to detail, and ability to work effectively under pressure. Exceptional communication and interpersonal skills, with fluency in both English and Mandarin preferred.
Estimated Salary: HKD 80,000 - HKD 120,000 per annum, depending on experience.
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