Executive Director, Global Securities Operations
2 weeks ago
We are seeking a seasoned professional to oversee the operational activities of our securities business. This role will involve managing dealing, settlement, finance, risk management, and compliance functions, as well as overseeing business development projects and ensuring front, middle, and back-office operations are carried out efficiently.
Key Responsibilities:- Develop and implement effective internal control policies and systems for our operations
- Drive sustainable growth, minimize costs, and promote operational excellence
- Foster collaboration with key stakeholders to ensure smooth operations
- Ensure compliance with relevant SFC/HKMA rules and regulations
- Minimum 5 years of relevant experience in licensed corporations/financial institutions with operational experience or prior experience as a COO
- Possess strong management and operational capabilities, with in-depth knowledge of back-office operations and risk management for global markets
- Comprehensive understanding of SFC/HKMA rules and regulations
- Knowledgeable in financial technology utilized in securities trading systems
Mid-Senior level
Employment Type:Full-time
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