Regulatory Standards Specialist

1 week ago


Hong Kong, Central and Western District, Hong Kong SAR China Bowen Partners Full time

This is an exciting opportunity to leverage your expertise in regulatory standards and contribute to a dynamic team at Bowen Partners.

We are seeking an experienced enforcement professional with a solid background in internal audit or compliance to join our team.

  • Drive improvements in surveillance and enforcement processes to support a fair and transparent marketplace.
  • Prepare management reports, including data analytics and presentation materials, to inform decision-making.
  • Serve as a liaison with regulators, market participants, and internal teams to address enforcement-related matters.

The key responsibilities for this position include:

  • Supporting the execution of annual attestation and inspection programs to ensure compliance with regulatory requirements.
  • Preparing management reports, including data analytics and presentation materials, to inform decision-making.
  • Performing UAT testing and contributing to the implementation of rule enforcement systems.

To excel in this role, you will need:

  • A strong understanding of securities and futures regulations, exchange rules, and enforcement practices.
  • Minimum 8 years of relevant experience in audit, inspection, enforcement, or compliance roles within regulators or financial institutions.
  • Excellent interpersonal and presentation skills.
  • Proficiency in written and spoken English and Cantonese.


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