Strategic Compliance Lead for Valuable Capital
1 month ago
Job Title: Strategic Compliance Lead for Valuable Capital
">About Us:
Valuable Capital Limited is a leading financial services firm dedicated to providing innovative solutions to its clients. Our commitment to excellence and customer satisfaction has earned us a reputation as a trusted partner in the industry.
Job Overview:
We are seeking an experienced Strategic Compliance Lead to join our team. The successful candidate will be responsible for developing, implementing, and maintaining our compliance program to ensure daily operations comply with regulatory requirements in Hong Kong and other markets. This is an exciting opportunity for a skilled professional to make a significant impact on our organization's success.
Key Responsibilities:
- Develop, implement, and maintain the firm's compliance program to ensure daily operations comply with Hong Kong SFC and/or other regulatory requirements in different markets.
- Advise on compliance issues and potential impact of regulatory trends and developments.
- Provide practical compliance advice for businesses such as retail and institutional brokerage, global markets business.
- Collaborate with other departments to ensure a cohesive approach to compliance and risk management.
- Oversee AML/KYC checking and other necessary investigation.
- Establish and enhance compliance monitoring program on the Company's various activities and undertake investigations into any suspicious transactions reported by both internal and external customers.
- Supervise the development of systems to track and monitor our regulatory risk, compliance with regulatory requirements and internal policies.
- Stay updated on regulatory developments and industry best practices.
- Provide guidance and training staff on compliance matters and regulatory changes.
Requirements:
To be successful in this role, you will need to have:
- Degree holder in Business, Finance, Law or other related disciplines.
- Minimum of 10 years of experience in compliance within the financial services industry.
- In-depth knowledge of SFC regulations and compliance requirements for Type 1, 2, 4, 5, and 9 licenses.
- Professional compliance & legal qualification would be preferred.
- Excellent project management, communication and presentation skills.
- Responsible, well organized with good interpersonal skills and able to work under pressure.
What We Offer:
We offer a competitive salary of HK$850,000 per annum, plus benefits including medical insurance, annual leave, and opportunities for career growth and professional development. If you are a motivated and experienced compliance professional looking for a new challenge, please submit your application.
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