Market Compliance Specialist

About Ashford Benjamin LtdAshford Benjamin Ltd is a leading financial services company that values expertise and integrity in compliance matters.Job DescriptionWe are seeking a highly experienced Compliance Professional to join our team. As Global Markets Compliance Specialist, you will be responsible for providing critical compliance advice on equities,...

Company OverviewMRA Search is a leading recruitment agency with a focus on financial services. Our team of expert recruiters has an in-depth understanding of the industry and its requirements.SalaryThe estimated salary for this position is HKD 600,000 - HKD 800,000 per annum, depending on experience.Job DescriptionKey Responsibilities:To ensure that Markets...

At Ashford Benjamin Ltd, we are seeking a seasoned Compliance Specialist to join our team in the APAC region. The successful candidate will play a crucial role in ensuring our business operations comply with relevant regulations and exchange rules.Key ResponsibilitiesProvide expert advice on equities, fixed income, and electronic trading compliance...

Job SummaryWe are seeking a highly skilled Bond Market Compliance Specialist to join our team at MatchTalent Limited. This is an exciting opportunity for a dedicated professional to take on a key role in ensuring the company's compliance with bond market regulations.About the RoleThe successful candidate will be responsible for monitoring and interpreting...

Larson Maddox seeks a skilled Financial Markets Regulatory Compliance Specialist to ensure the company's equities trading activities adhere to regulatory standards and internal policies.Key Responsibilities:Conduct comprehensive monitoring and testing of equities trading activities to prevent market abuse and irregularities.Perform trade surveillance to...

Citi, one of the world's most global banks, is seeking a high-caliber professional to join our team as a Compliance Officer - Wealth Market Specialist in Hong Kong.About CitiWe're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders. At Citi, you'll have the opportunity to...

Company Overview">Unicorn Advisor (HK) Limited is a leading financial services company that provides expert advice to clients in the Asia-Pacific region.">Job Summary">We are seeking an experienced Senior Financial Markets Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with all relevant...

Job Title: Senior Compliance SpecialistWe are seeking a highly experienced and skilled Senior Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance department, you will play a critical role in ensuring that our business operations align with relevant laws and regulations.Key Responsibilities:Compliance...

Job Overview At Hong Kong Exchanges and Clearing Limited, we connect, promote, and progress our markets for the prosperity of all. We're seeking a highly skilled Regulatory Compliance Specialist to join our Listing Division. About the Role As a Regulatory Compliance Specialist, you will assist in processing listed issuers' matters, including reviewing...

About Pure Hong KongPure Hong Kong is a leading investment banking firm that requires an experienced Compliance Risk Management Specialist to join its team.

Job DescriptionAt Ashford Benjamin Ltd, we are seeking a seasoned Compliance Specialist to lead our Control Room and Research Compliance function in the Asia Pacific region. As a key member of our team, you will be responsible for ensuring compliance with regulatory requirements and industry standards.Main Responsibilities:Clearance of investment research...

Job DescriptionA challenging opportunity has arisen for an experienced Regulatory Compliance Specialist to join Ashford Benjamin Ltd as Regional Compliance Leader for APAC markets. Reporting to the Head of Compliance, you will be responsible for ensuring that our business operations in the region are in compliance with all relevant regulations and laws.About...

Are you an experienced compliance professional looking to take your career to the next level? We are seeking a highly skilled Compliance Specialist to join our team at CMB International Capital Corporation Limited. This is a fantastic opportunity to work with a dynamic company and contribute to our success.About the RoleWe are looking for a seasoned...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading financial market operator, connecting people and businesses across Asia. Our mission is to provide world-class trading, clearing, and risk management services.About the Role:The Regulatory Policy & Markets team under Group Compliance manages an internal service to facilitate...

Aptitude Asia seeks an experienced Compliance Specialist to lead day-to-day operations for a diverse portfolio of licensed entities.">Manage compliance projects, ensuring timely completion and adherence to regulatory requirements.Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries.Serve as subject...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong, offering banking, insurance, and financial services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China. Our core values are centered around caring, teamwork, and progressiveness. We recognize that every...

Job Title:AML Compliance SpecialistAbout the Role:We are seeking an experienced AML Compliance Specialist to join our team at MRA Search. The successful candidate will be responsible for managing all regulatory changes, updates, and obligations to ensure timely implementation and compliance.Key Responsibilities:Manage all regulatory changes, updates, and...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Larson Maddox in Hong Kong.About UsLarson Maddox is a leading investment bank committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs.Job...

IO TECH SOLUTIONS LIMITED is a leading provider of secure business solutions in Hong Kong. We specialize in security printing, data management, and document digitization.We are looking for an IT System Compliance Specialist to join our team. As an IT System Compliance Specialist, you will be responsible for maintaining and updating audit document control...

Job SummaryWe are seeking a highly experienced Regulatory Compliance Specialist to join our team at Global Executive Consultants Ltd. in Hong Kong.About the RoleThe successful candidate will be responsible for overseeing general compliance for Type 1, 4, and 9 licenses, ensuring daily operations comply with Hong Kong SFC and/or other regulatory requirements,...