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Risk Compliance Manager

2 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China Bank of Communications Co., Ltd. London Branch Full time
Job Description

The Bank of Communications Co., Ltd. London Branch is seeking a highly skilled Process Management professional to join its team. As a key member of the organization, you will be responsible for ensuring compliance with regulatory requirements and internal policies.

Responsibilities:

  • Conduct thorough reviews of customer profiles and KYC documents to ensure accurate information and adherence to regulations.
  • Provide expert advice to business units on AML/CFT and compliance matters.
  • Liaise with internal teams to resolve KYC/AML issues and maintain effective communication channels.
  • Perform various tasks related to Anti-Money Laundering, including transaction monitoring, account opening, and review.
  • Supervise and support operations in Corporate and Commercial banking to ensure proper procedures are followed.
  • Assist the team head in maintaining and implementing control policies and procedures.
  • Analyze operational risk incidents, perform risk assessments, and implement rectification actions.
  • Conduct ad-hoc on-site internal control reviews, provide recommendations, and produce reports.

Requirements:

  • Degree holder or equivalent qualifications at HKQF level 5.
  • Minimum 3 years of relevant experience in CDD and/or KYC in corporate banking.
  • Relevant qualification in CAMS, AAMLP, or CAMLP is advantageous.
  • Strong understanding of AML and Know Your Customer regulations, bank policies, procedures, and practices.
  • Detail-minded, communicative, and able to work in a team environment.
  • Proficient in PC skills and MS Office applications, especially in Excel.