Senior Regulatory Officer

About This Role:This is an excellent opportunity for a Regulatory Compliance Officer to join our team at OCBC. The successful candidate will be responsible for ensuring that all regulatory requirements are met, while also providing support to senior management on reporting and compliance matters.

About the RoleAs a seasoned Chief Compliance Officer, you will lead our compliance department and develop strategies to enhance the group's financial crime compliance procedures and adherence to regulatory frameworks.You will be responsible for formulating and implementing the bank's overall compliance strategy, in support of its long-term goals and growth...

Senior Compliance OfficerThis is an exciting opportunity to work as a Senior Compliance Officer with Projob21 Ltd. in our North Asia Branch.Key ResponsibilitiesOversight of regulatory affairs and central compliance mattersSubject matter expert on regulatory changes and implementation of procedures and policiesTeam head responsible for supervising a team of...

Senior Manager/Manager, Regulatory ComplianceGet AI-powered advice on this job and more exclusive features.Responsibilities:Provide compliance advisory primarily to the business units, review & assess compliance risks for new products and services, and work with stakeholders to develop practical solutions to address compliance challengesLead regulatory...

Job Overview:We are looking for a seasoned Regulatory Expert - Senior Role to oversee our compliance functions at ZA. The ideal candidate will have extensive experience in compliance roles within banking or financial institutions and be well-versed in regulatory requirements and industry standards.Responsibilities:Provide strategic advice on compliance...

About iCapital iCapital powers the world's alternative investment marketplace through its financial technology platform. This innovative platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. The company services a...

Job SummaryWe are seeking a seasoned Regulatory Compliance Expert to join our team as North Asia Regulatory & Product Compliance Director. As a key member of our leadership, you will oversee the development and implementation of regulatory strategies that drive business growth while ensuring compliance with relevant laws and regulations.Key...

The Senior Compliance Officer will work closely with the Business to ensure that all staff, appointed representatives and those associated with the company are fully conversant with and adhere to all regulatory requirements and internal policies.This includes managing all licensing-related matters with the SFC, IA and MPFA, conducting regular compliance...

North Asia Regulatory & Product Compliance Director, Top Ranking European Private BankTop Ranking Pure Play Swiss Based Private BankOur ClientRepresenting the most sustainable Global Private Bank with established operations in over 20 locations to search for Regulatory & Product Compliance Director.Job DutiesReport to North Asia Head of Compliance and act as...

Quality Assurance RoleWe are seeking a highly motivated and detail-oriented Entry-Level Quality Assurance Officer to join our team. The successful candidate will be responsible for ensuring the quality and compliance of our products and processes in accordance with regulatory requirements.Responsibilities:Prepare cleanroom protocols and reports to ensure...

The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators.The Senior Compliance Officer will also be required to work closely with the Business...

Some careers have more impact than others.If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.Global Finance is...

We are seeking a highly qualified Regulatory Compliance Officer - Financial Reporting to join our team at ACCA Careers. As a key member of the finance department, you will be responsible for ensuring that all financial reporting and regulatory submissions are compliant with relevant laws and regulations.With a strong background in accounting, finance, and...

What you will be doing:Monitor and ensure compliance with MAS, HKMA reporting requirements as well as disclosure notes.Analyze the bank's financial performance, and provide timely and accurate reports:- HKMA Returns and Surveys- Head Office reporting, local financial reporting and disclosures of the Bank- Internal management reports- Other ad hoc...

Regulatory Compliance (Senior Associate – VP) – Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong.This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Senior Officer - Licensing & Product Development (Consumer Healthcare)Client DescriptionA well-established healthcare company from Korea.Job DescriptionTo research and analyze the latest market trends, identify market, customers and consumer needs for new product development and existing product improvement.To manage new and existing products and their...

Regulatory Affairs & Central Compliance Senior ManagerOversight Regulatory Affairs & Central ComplianceExcellent job security and work-life balanceOur ClientSearching for Regulatory Central Compliance Senior Manager with one of the most established Global Private Banks with 250+ employees in North Asia Branch and operations in over 20 locations.Job DutiesAs...

Company OverviewThe Professional Body Hong Kong, a leading regulatory organization, seeks an experienced professional to join its team as Senior Regulatory Affairs Specialist. In this role, you will be responsible for reviewing, revising, and establishing regulations and policies that align with the organization's goals and objectives.Job DescriptionDevelop...

iCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...

iCapital is transforming the alternative investment landscape through our innovative fintech platform. Our platform provides a unique opportunity for advisors, wealth management firms, asset managers, and banks to evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have achieved significant milestones, with...