Market Compliance Specialist

At Ashford Benjamin Ltd, we are seeking a highly skilled Regulatory Compliance Specialist to join our global markets team.About the RoleThis is an exciting opportunity for a compliance expert to provide advisory services to our global markets business. The successful candidate will be responsible for ensuring that all activities comply with relevant laws and...

**Company Overview:** Ashford Benjamin Ltd is a leading financial services company dedicated to providing exceptional compliance solutions.**Job Description:We are seeking an experienced Markets Specialist to join our team in APAC. This role will be accountable for the Sales and Trading Compliance program, ensuring seamless execution of regulatory...

Role OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin in Hong Kong. The ideal candidate will have strong regulatory compliance and markets compliance advisory backgrounds, with a minimum of 5 years of experience covering global markets business.The successful candidate will be responsible for...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin. This exciting opportunity is for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business, reviewing new...

Job DescriptionOverviewConnectedGroup seeks a seasoned Social Compliance Specialist to oversee the company's social responsibility initiatives. Key Responsibilities:Develop and implement effective social compliance strategies across EU hardgoods markets.Collaborate with internal stakeholders to ensure seamless execution of CSR projects.Conduct thorough...

We are seeking a Regulatory Compliance Specialist to provide advisory services to our APAC businesses. The ideal candidate will have experience in identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.The role requires a solid...

EU Social Compliance SpecialistWe are looking for a highly motivated individual to fill the role of EU Social Compliance Specialist, reporting directly to the [Manager's Name]. In this position, you will be responsible for driving social compliance initiatives across our EU operations.Main Responsibilities:Designing and implementing social compliance...

About the Role: Allianz Global Investors is a leading global active asset manager seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all regulatory requirements are met in the AP offices.The successful candidate will have extensive experience...

About the Role:The Compliance and Sustainability Specialist will play a critical role in ensuring that our supply chain operations meet the highest standards of social responsibility. This includes providing education and training to our factory partners, reviewing third-party audits, and conducting shadow audits to verify their...

We are seeking a highly skilled Regulatory Expertise Specialist to join our team at Allianz Global Investors in Hong Kong. As a member of the Investment Compliance department, you will play a critical role in ensuring compliance with Group policies and standards, Asian regulatory requirements, client needs, and industry standards.The team collaborates...

Ashford Benjamin is partnering with a leading asset manager to hire a seasoned compliance professional for their Hong Kong office. This exciting opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds.The role involves providing expert compliance advice to fund businesses, managing...

About the Role:Star Anise Limited (Legal and Compliance Recruitment Consultancy) is seeking a highly skilled Court Specialist to join their Hong Kong office. This position is ideal for experienced Legal Secretaries and Paralegals with a strong background in commercial litigation, particularly those familiar with the procedural and filing requirements of the...

**Company Overview**JC Executive Search is a leading executive search firm that specializes in providing top talent to various industries.We are currently looking for a highly skilled and experienced compliance specialist to join our team.**Job Description**The primary responsibility of this role will be to handle all relevant compliance works of the...

Ashford Benjamin is supporting a reputable asset manager in hiring a compliance specialist for their Hong Kong team.The role involves providing compliance advisory to fund businesses, managing employee compliance matters, staying updated on industry rules and regulations, establishing effective compliance programs, implementing compliance frameworks, and...

We are seeking a highly experienced Regulatory Compliance Specialist to join our team at Ashford Benjamin. In this role, you will be responsible for providing regulatory compliance advisory services to our APAC businesses.The ideal candidate will have around 3-12 years' experience in regulatory compliance covering fund business. A solid understanding of SFC...

Company OverviewFutu Securities International (Hong Kong) Limited is a leading financial institution committed to providing innovative brokerage services to clients worldwide.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong. As a key member of our compliance department, you will play a vital role...

Key ResponsibilitiesAs a Regulatory Compliance specialist, you will play a key role in ensuring our Global Markets business remains compliant with regulatory requirements. Your main responsibilities will include:Providing expert advice on regulatory mattersReviewing new business proposals and initiativesMonitoring regulatory changes and updatesLiaising with...

Job DescriptionWe are instructed on multiple Global Markets Compliance Advisory/Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/markets compliance advisory backgrounds to join an international platform for their career development.Provide compliance...

We are established in 2001 and have 22 locations across four continents. Fusion Worldwide is dedicated to meeting customers where they are, no matter the location. We are looking for a motivated individual to join our team as a Compliance Specialist - APAC.This position involves supporting the development, implementation, and management of the APAC...

**About Us**Global Consultancy is an established consultancy firm in Hong Kong that provides expert advice on regulatory compliance matters to clients in the asset management and funds sector.We are seeking a driven individual to join our growing team as a Regulatory Compliance Specialist. The ideal candidate will have prior experience in compliance,...