Current jobs related to Compliance Officer - Hong Kong, Central and Western District - Worldwide Consulting Group
-
Compliance Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeCLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...
-
Compliance Officer
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China MRA Search Full timeA global financial services firm is looking for a Compliance Officer for their asset management business Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...
-
CHIEF COMPLIANCE OFFICER
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Madison Pearl Full timeCHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...
-
Chief Compliance Officer
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China HKMC Annuity Limited Full timeAbout HKMC Annuity LimitedWe are a reputable financial institution seeking a dedicated Chief Compliance Officer to join our team.
-
Compliance Officer
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China FastLaneRecruit Full timeJob ResponsibilitiesMaintain accurate and up-to-date financial records, including ledgers, invoices, and receipts.Reconcile bank statements and company accounts regularly to ensure accuracy and compliance.Prepare comprehensive monthly and annual financial reports to support business decision-making.Ensure compliance with all relevant Hong Kong tax...
-
Compliance Officer
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full timeJob DescriptionWe are seeking a Compliance Manager to handle relevant compliance works of the company. The ideal candidate will draft and review documents, participate in project-related meetings, and support compliance work for new projects/services related to Payment Systems and Stored Value Facilities.Key Responsibilities:Drafting and reviewing...
-
Regulatory Compliance Officer
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Regen Medtech Limited Full timeQuality Assurance RoleWe are seeking a highly motivated and detail-oriented Entry-Level Quality Assurance Officer to join our team. The successful candidate will be responsible for ensuring the quality and compliance of our products and processes in accordance with regulatory requirements.Responsibilities:Prepare cleanroom protocols and reports to ensure...
-
Chief Compliance Officer Leader
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Madison Pearl Full timeMadison Pearl, a leading digital banking group in Hong Kong, is seeking an experienced Chief Compliance Officer to lead their compliance department. As a senior executive, you will be responsible for formulating and implementing the bank's overall compliance strategy, ensuring adherence to regulatory frameworks and laws.You will act as the Bank's primary...
-
Compliance Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full timeResponsibilities:Conduct real-time monitoring and surveillance of trading activities to detect and prevent market abuse and regulatory violations. Manage the Control Room operations, including oversight of MNPI, restricted lists, and information barriers. Utilize surveillance tools such as SMARTS, Actimize, and other data analytics tools to monitor and...
-
Health and Safety Compliance Officer
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China JCDecaux Transport Hong Kong Full timeAbout the RoleWe are seeking a skilled Health and Safety Compliance Officer to join our team at JCDecaux Transport Hong Kong. As a critical member of our organization, you will be responsible for ensuring compliance with regulatory requirements and maintaining high standards of quality.Main ResponsibilitiesImplement and maintain effective Health and Safety...
-
Chief AML Compliance Officer
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full timeJob OverviewAshford Benjamin Ltd is seeking an experienced Chief AML Compliance Officer to join our team.About the RoleProvide anti-money laundering advisory to business unitsEstablish and maintain effective AML policies, frameworks, and procedures that align with global and regional regulatory requirementsAssist in risk assessments, regulatory reporting,...
-
Compliance Officer
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China 4Alpha Group Full timeWe are 4Alpha Group, a cutting-edge Web3 company at the forefront of blockchain technology, decentralized finance (DeFi), and digital assets.Our mission is to build a more transparent, secure, and inclusive financial ecosystem.This role requires a deep understanding of blockchain, cryptocurrencies, and decentralized systems, as well as a strong grasp of...
-
Risk and Compliance Officer
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full timeAbout Pure Hong KongWe are a leading financial institution in Hong Kong, committed to delivering exceptional services to our clients. Our team is dedicated to upholding the highest standards of integrity and compliance.Job Description**Compliance Specialist**Manage SFC licensing processes for employees, ensuring compliance with regulatory...
-
Business Compliance Officer
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full timeJob OverviewThe Business Compliance Officer - Legal is responsible for providing independent audit assurance services to the Board and Executive Management at DBS Bank.About the PositionProvide audit team members with proper guidance and coaching supervision during audit engagements.Manage key relationships with middle and senior management for the audit...
-
Compliance Officer
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeJob OverviewCiti, a leading global bank with a rich history spanning over 200 years, is seeking a highly skilled Compliance Officer to join our Independent Compliance Risk Management Department. As a key member of our team, you will play a critical role in ensuring the compliance risk management framework maintains risk levels within the firm's risk appetite...
-
Anti-Money Laundering Compliance Officer
15 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China ZA Full timeWe are looking for a dedicated Anti-Money Laundering Compliance Officer to join our team at Za. The successful candidate will be responsible for conducting transaction monitoring, investigating suspicious transactions, and ensuring compliance with regulatory requirements.The ideal candidate will have a strong understanding of anti-money laundering...
-
Senior IT Compliance Officer
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Hex Trust Full timeAbout the JobWe are seeking a highly skilled professional to join our Information Security Team as an IT Governance Specialist.The successful candidate will have a strong understanding of IT GRC (Governance, Risk, and Compliance) principles and be able to apply them in a dynamic environment.Key responsibilities will include developing and implementing IT...
-
Hong Kong, Central and Western District, Hong Kong SAR China Madison Pearl Full timeMadison PearlEstablished in Hong Kong, Madison Pearl is a leading digital banking group with a strong presence in the region's retail and corporate markets. As a licensed banking institution, we adhere to statutory provisions, regulatory requirements, and industry codes of conduct.We are seeking an experienced Chief Compliance Officer to lead our compliance...
-
Compliance Officer Lead
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank of China Full timeJob DescriptionThe Bank of China is seeking an experienced (Senior) AML Manager (Policy & Due Diligence) to join our team in Financial Crime Compliance Department.
-
Regional Compliance Officer Leader
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Full timeThe Compliance Manager will be responsible for leading compliance initiatives at ConnectedGroup.ResponsibilitiesBenefits:If you are interested in this role, please click "APPLY". All personal data collected will be kept strictly confidential and will be only used for recruitment purposes.Job Description:Develop and implement compliance policies and...
Compliance Officer
1 week ago
Our Client
We are a leading consulting group that provides expert advice to clients across various industries. Our team is dedicated to delivering high-quality services that meet the evolving needs of our clients.
About the Role
We are seeking an experienced ComSec Manager to join our team in Worldwide Consulting Group. The successful candidate will be responsible for handling full spectrum of company secretarial duties, organizing corporate records, and preparing corporate structure charts.
Responsibilities
- Handle full spectrum of company secretarial duties for a group of onshore and offshore companies in different jurisdictions.
- Organize corporate secretarial records in an orderly manner and establish a standardized system of maintenance of company secretarial documents.
- Prepare and update corporate structure chart and control lists of corporate information.
- Liaise with external parties, including corporate service agents, bankers, etc., to ensure compliance with statutory and regulatory filings, reporting, and KYC requirements.
- Prepare board and shareholders' meeting materials, minutes, and resolutions.
- Assist in conducting board and shareholders' meetings.
- Assist in formation and closure of companies and corporate restructuring transactions.
- Handle ad-hoc company secretarial projects as assigned.
Requirements
- Associate member of HKICS with a bachelor degree in relevant disciplines or equivalent.
- A minimum of 6 years of company secretarial experience in sizeable or listed companies preferable.
- Familiar with company secretarial practices for Hong Kong and offshore companies and well-versed in corporate administration of overseas companies.
- Hands-on experience in preparing for and organizing board, committee, and shareholders' meetings.
- Good command of spoken and written English and Chinese.
- Excellent communication and presentation skills.
- Meticulous, mature, and able to work independently.