Regulatory Specialist

1 week ago


Hong Kong Island, Hong Kong SAR China Acts Consulting Co. 毅知顧問公司 Full time
About the Role

Acts Consulting Co. is committed to maintaining high standards of compliance and is seeking a seasoned professional to lead this effort.

Key Responsibilities:
  • The successful candidate will be responsible for ensuring that our organization complies with all relevant laws and regulations.
  • This includes developing and updating our compliance policies and procedures, as well as preparing internal and external reports.
  • As part of this role, you will also assist in preparing license applications and responding to regulator enquiries.
  • We are looking for someone who can work independently and as part of a team to achieve our compliance goals.
Requirements:
  • A degree in a relevant field such as Accounting, Law or Finance is essential for this role.
  • Applicants should have at least 3 years of experience in compliance and audit functions.
  • Knowledge of HK legal and regulatory requirements on securities brokerage and anti-money laundering is highly desirable.
  • Proficiency in SFC / HKEx rules and regulations and their compliance / practice is also necessary.
  • We are looking for a mature, self-motivated individual with a positive attitude and passion for performance excellence.
  • Fluency in written and spoken English and Chinese, as well as Putonghua, is required.


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