Compliance Associate

KGI Asia is seeking a skilled Compliance Associate to join our team. The ideal candidate will have a strong background in regulatory reporting, license applications, and compliance review and monitoring. Responsibilities: * Handle regulatory reporting and ensure compliance with relevant laws and regulations * Assist in responding to regulator enquiries and...

Job Title: Compliance Senior AssociateCompany: Larson MaddoxJob Type: Full-timeIndustry: Financial ServicesLocation: APAC RegionAbout the Role:We are seeking a highly skilled Compliance Senior Associate to join our team at Larson Maddox. As a key member of our legal department, you will be responsible for assisting with the drafting, reviewing, and...

Job DescriptionWe are seeking a highly motivated and experienced Compliance Associate to join our team at KGI Asia. The successful candidate will be responsible for handling regulatory reporting, license applications, and supporting compliance review and monitoring.Key Responsibilities:Regulatory Reporting: Handle all aspects of regulatory reporting,...

Key Responsibilities:We are seeking a highly skilled AML Compliance Associate to join our team at PFCC Group Limited. The successful candidate will be responsible for assisting with the implementation and enhancement of AML monitoring systems and tools, participating in UAT testing and validation of AML systems, providing training and support to staff on the...

Key Responsibilities:We are seeking a highly skilled AML Compliance Associate to join our team at PFCC Group Limited. The successful candidate will be responsible for assisting with the implementation and enhancement of AML monitoring systems and tools, participating in UAT testing and validation of AML systems, providing training and support to staff on the...

About the RoleAVOMIND is seeking a highly skilled Content Compliance Associate to join our global Content Compliance team in Hong Kong. As a key member of our team, you will play a critical role in ensuring the accuracy and compliance of our content across all industries and geographies.Key ResponsibilitiesReview expert profiles and project requirements to...

About the Role:Ares Management Corporation is seeking an experienced Associate Vice President, Compliance to join its Asia Pacific team. The successful candidate will be responsible for supporting and assisting in all regulatory and compliance-related activities of the Asia Pacific region, with a primary focus on Hong Kong.Key Responsibilities:Identify and...

About the RoleAres Management Corporation is seeking a highly experienced Compliance Associate Vice President to support and assist in all regulatory and compliance-related activities of the Asia Pacific region, with a primary focus on Hong Kong.Key ResponsibilitiesIdentify and stay up-to-date on all compliance requirements for a Hong Kong licensed fund...

Job Title: Compliance AssociatePFCC Group Limited is seeking a highly skilled Compliance Associate to join our team. As a key member of our compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key Responsibilities:Assist in conducting compliance testing, assessments, and...

Equities Compliance AssociateLarson Maddox is seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key Responsibilities:Develop and enhance compliance policies and procedures tailored to global...

PFCC Group Limited is seeking a Compliance Associate to join our team. The ideal candidate will have a strong understanding of HKMA regulations and be able to assist in compliance testing, assessments, and reviews. Key responsibilities include supporting regulatory self-assessments, inspections, and investigations, as well as handling queries from internal...

Job SummaryWe are seeking a highly experienced and skilled Commercial and Compliance Lawyer to join our team at Sotheby's in Hong Kong. As an Associate General Counsel, you will play a key role in supporting our global legal department and business teams across Asia.Key ResponsibilitiesProvide commercial and compliance advice to our business teams, including...

PFCC Group Limited is seeking a Compliance Associate to join our team. The successful candidate will be responsible for assisting in compliance testing, assessments, and reviews in accordance with compliance policy and monitoring programs. Key responsibilities include identifying areas for improvement, conducting regulatory self-assessments, and handling...

PFCC Group Limited is seeking a Compliance Associate to join our team. The successful candidate will be responsible for assisting in compliance testing, assessments, and reviews in accordance with our compliance policy and monitoring programs. Key responsibilities include identifying areas for improvement, conducting regulatory self-assessments, and handling...

{"title": "Content Compliance Associate", "description": "About Our ClientOur client is a leading provider of on-demand knowledge solutions for global investment and business professionals. With a dynamic network of industry experts, they offer qualitative and quantitative market insights, industry expertise, and execution support to help clients make...

About FWD Life Insurance CorporationFWD Life Insurance Corporation is a leading pan-Asian life insurance business with a strong presence in 10 markets, serving over 11 million customers. Our mission is to make the insurance journey simpler, faster, and smoother, with innovative products and easy-to-understand solutions, supported by cutting-edge...

{"title": "Content Compliance Associate", "description": "About Our ClientOur client is a leading provider of on-demand knowledge solutions for global investment and business professionals. With a dynamic network of industry experts, they deliver qualitative and quantitative market insights, industry expertise, and execution support to help clients make...

{"title": "Content Compliance Associate", "description": "About Our ClientOur client is a leading provider of on-demand knowledge solutions for global investment and business professionals. With a dynamic network of industry experts, they deliver qualitative and quantitative market insights, industry expertise, and execution support to help clients make...

Main ResponsibilitiesAs a key member of the Fubon Bank team, you will provide expert advice and guidance on regulatory compliance requirements, ensuring the bank's operations align with applicable laws and regulations.Key Responsibilities:Provide interpretation and recommendation on existing and new regulatory compliance requirementsManage the dissemination...

Job DescriptionJob Summary:Ocorian is seeking a highly motivated and detail-oriented Compliance Associate to join our team in Hong Kong. As a Compliance Associate, you will play a key role in delivering high-quality compliance support to our Asset Management / Funds clients in Hong Kong, Mainland China, and overseas.Main Responsibilities:Compliance Support:...