Compliance Officer

1 week ago

Hong Kong, Central and Western District, Hong Kong SAR China Fubon Bank Full time

Main Responsibilities

As a key member of the Fubon Bank team, you will provide expert advice and guidance on regulatory compliance requirements, ensuring the bank's operations align with applicable laws and regulations.

Key Responsibilities:

  • Provide interpretation and recommendation on existing and new regulatory compliance requirements
  • Manage the dissemination of regulatory updates to business units and advise on compliance implications
  • Track and monitor the bank's progress in complying with regulatory requirements
  • Coordinate and advise on ad-hoc compliance projects
  • Respond to compliance-related enquiries and surveys from regulators and industry associations
  • Assist in regular management reporting

Requirements:

  • University degree in Law, Accounting, Finance, Risk Management, or a business-related discipline
  • Minimum 6 years of experience in general banking compliance in banks or banking regulators
  • Familiarity with statutory and regulatory requirements in general banking, including BO, PDPO, UEMO, CoBP, HKMA SPMs, and regulatory codes and guidelines
  • Proficiency in English and Chinese
  • Good analytical and judgmental skills
  • Self-motivated, independent, and pleasant personality with good communication skills

About Fubon Bank:

Fubon Bank is a leading financial institution committed to delivering exceptional service and expertise in banking compliance. We are seeking a highly skilled and experienced professional to join our team and contribute to our mission of excellence in regulatory compliance.

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