Regulatory Compliance Consultant

**About Us**We are Prosynergy Consulting Limited, a leading consulting firm based in Hong Kong. Our expertise lies in providing regulatory and compliance services to financial institutions, fintech operators, and other organizations.As a Compliance Consultant at our firm, you will be responsible for ensuring that our clients comply with relevant regulations...

**Company Overview**Prosynergy Consulting Limited is a premier consulting firm specializing in regulatory and compliance services. Based in Hong Kong, we provide tailored solutions to clients across various industries.As a Compliance Consultant at our firm, you will play a critical role in ensuring that our clients meet all regulatory requirements. This...

Compliance SpecialistA highly respected asset management firm, ConnectedGroup Limited, is seeking an experienced Compliance Specialist to join their team due to continuous business growth.Key ResponsibilitiesMonitor and maintain adherence to existing ARP Compliance policies and procedures, covering personal account dealing, gifts and entertainment, conflicts...

Sia Partners is a forward-thinking consulting firm driving client success in the digital age.KYC Remediation Expert RoleWe are looking for an experienced KYC Business Analyst to join our team for 12 months. The successful candidate will assist in the integration of two Financial institutions and rectify profiles that do not meet regulatory and internal...

Regulatory Compliance SpecialistLarson Maddox is seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong.The successful candidate will be responsible for trade monitoring and surveillance, KYC/AML activities, and various general compliance tasks. This role will be part of a close-knit team of professionals, reporting directly...

At Sia Partners, a next-generation consulting firm, we empower clients to navigate the digital revolution.KYC Remediation ConsultantWe are seeking an experienced KYC Business Analyst to join our team for 12 months. This role involves assisting in the integration of two Financial institutions and remediating profiles that do not meet regulatory and internal...

Our client is a top-performing, growing multi-strategy hedge fund based in Hong Kong. They are expanding their team and seeking a highly skilled Regulatory Compliance Specialist to join them.Job DescriptionThe successful candidate will report directly to the Chief Operating Officer (CCO) and work collaboratively with a compliance colleague.Key...

Manager, Regulatory Compliance (SFC/Insurance Focus) 5 days ago Be among the first 25 applicants Provide timely advice on the regulatory compliance related matters focusing on SFC regulated activities and/or insurance distribution activities Support the regulatory compliance function covering regulated activities including SFC regulated activities and...

Vistra is at the forefront of delivering progress for our clients, and we're looking for a skilled Regulatory Monitoring Manager to join our team.This exciting opportunity will see you working closely with our Global Incorporations Services to drive growth and success.You'll be responsible for managing compliance operations, executing processes in accordance...

Job DescriptionPingPong Payments is a leading provider of payment and e-commerce solutions, serving cross-border businesses with comprehensive services. We are seeking a highly skilled Compliance Business Manager to enhance our compliance efforts, ensuring seamless alignment with regulatory requirements throughout the business lifecycle.This pivotal role...

As a Regulatory Compliance Analyst, you will play a vital role in ensuring our organization's trading activities meet the highest standards of integrity. You will be responsible for:Oversight of real-time trade monitoring.Investigative analysis of potential misconduct.Ensuring strict adherence to MAS SFA, SGX trading rules, and market conduct...

Company OverviewJC Executive Search is a professional recruitment firm dedicated to providing expert services in various industries.Job DescriptionWe are seeking a highly skilled Compliance Manager to handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc. The ideal...

Job Summary: We are seeking a highly skilled Compliance Manager to enhance our compliance initiatives at both regional and local levels. As a key member of our team, you will play a vital role in ensuring the effectiveness of our compliance program.About Us: Our company, ConnectedGroup, is a leading provider of insurance services with a strong presence in...

At CSC, we're committed to delivering high-quality compliance services that meet the evolving needs of our clients. Our team of experts is dedicated to ensuring that our solutions are designed with regulatory requirements in mind.Job DescriptionWe're seeking an experienced Compliance Specialist to join our team in Hong Kong. As a key member of our fund...

Job Description:TalentQuest HR Limited is seeking a highly skilled Regulatory Compliance Officer to join our team.Company OverviewTalentQuest HR Limited is a leading provider of human resources solutions. Our mission is to provide innovative and effective solutions to meet the evolving needs of businesses.Job Responsibilities:Provide regulatory guidance and...

Job DescriptionCompany OverviewJC Executive Search is a leading recruitment agency in Hong Kong, specializing in the financial and banking sectors. We are seeking an experienced Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance programs to ensure regulatory requirements are met.Conduct research on regulatory updates...

Job OverviewIQ-EQ is a leading Investor Services group, offering global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices, and private clients operating worldwide.Key ResponsibilitiesProvide compliance consultancy services to clients regulated by the Securities and Futures Commission...

About the Role:We are looking for a talented Senior Associate to join our team in providing compliance consultancy services to clients. The successful candidate will be responsible for preparing and reviewing FRR submissions for Licensed Corporations (LCs) as per SFC regulatory requirements, monitoring liquidity and capital positions of LCs, and providing...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Unicorn Advisor (HK) Limited.Key Responsibilities:Provide expert guidance and support on compliance matters related to daily operations and new business initiatives.Review and maintain internal policies and procedures to ensure adherence to regulatory...

Job Title: Regulatory Compliance Manager PositionWe are seeking a highly skilled Regulatory Compliance Manager to join our team at PAObank. As a key member of our compliance function, you will play a vital role in ensuring that our business operations are in line with regulatory requirements.About the Role:Provide timely advice on regulatory compliance...