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Regulatory Compliance Expert
1 week ago
At CSC, we're committed to delivering high-quality compliance services that meet the evolving needs of our clients. Our team of experts is dedicated to ensuring that our solutions are designed with regulatory requirements in mind.
Job DescriptionWe're seeking an experienced Compliance Specialist to join our team in Hong Kong. As a key member of our fund solutions team, you will play a critical role in ensuring the integrity and compliance of our operations.
About the RoleThis position requires a strong understanding of anti-money laundering (AML) regulations and the ability to apply this knowledge in a fast-paced environment. The successful candidate will have a proven track record of implementing effective compliance policies and procedures and a keen eye for detail.
- Assist in the development and implementation of AML policies and procedures in accordance with regulatory requirements.
- Ensure thorough due diligence processes for onboarding new customers and vendors, as well as periodic review of existing ones.
- Perform compliance testing on customer profiles to ensure that all CDD is in accordance with AML requirements, identifying any discrepancies and proposing potential enhancements.
- Provide guidance on risk assessments, particularly for high-risk clients, and address inquiries from business teams and stakeholders.
To be considered for this role, you should possess:
- A Bachelor's degree in finance, law, or a related field.
- Minimum 5 years of experience in AML compliance, preferably in funds administration.
- Strong knowledge of AML laws and regulations.
- Excellent communication skills in both written and spoken English.
- Ability to work effectively in a team environment.
CSC is a global leader in business, legal, and financial services, providing innovative solutions to clients worldwide. With a presence in over 140 jurisdictions, we offer a unique blend of local expertise and global reach.
