Financial Compliance Officer with Regulatory Expertise

Job Description:CSC Global Financial Markets is seeking a Financial Regulatory Advisor to provide expert guidance on complex financial regulations and support the development of effective risk management strategies.Key Responsibilities:Provide expert guidance on financial regulations, including AML/KYC and sanctions programs.Assist in the development and...

**About Us**We are Prosynergy Consulting Limited, a leading consulting firm based in Hong Kong. Our expertise lies in providing regulatory and compliance services to financial institutions, fintech operators, and other organizations.As a Compliance Consultant at our firm, you will be responsible for ensuring that our clients comply with relevant regulations...

Job Summary: We are seeking a highly skilled Compliance Manager to enhance our compliance initiatives at both regional and local levels. As a key member of our team, you will play a vital role in ensuring the effectiveness of our compliance program.About Us: Our company, ConnectedGroup, is a leading provider of insurance services with a strong presence in...

Company OverviewCiti, one of the world's most global banks, is a leading financial services organization that provides consumers, corporations, governments and institutions with a broad range of financial products and services. Our mission is to serve as a trusted partner to our clients by safeguarding assets, mobilizing capital and extending innovative...

At Pure Hong Kong, we are seeking a seasoned Regulatory Compliance Strategist to join our HK Compliance Team.About the RoleThis exciting opportunity will see you working closely with the Head of Compliance HK, providing expert compliance advice and guidance to our Global Investment Banking Business.You will be responsible for:Compliance advisory services for...

The University of Hong Kong seeks a seasoned professional to serve as Vice President (Process Innovation & Optimization) of its Li Ka Shing Faculty of Medicine. This position involves strategic planning, leadership, and collaboration to drive excellence in clinical research.Main Responsibilities:Oversee the Office of Research Process Innovation &...

Job DescriptionCompany OverviewJC Executive Search is a leading recruitment agency in Hong Kong, specializing in the financial and banking sectors. We are seeking an experienced Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance programs to ensure regulatory requirements are met.Conduct research on regulatory updates...

Job DescriptionOur client, The Profile Group (HK) Ltd (a Wilson Company), is seeking a skilled Compliance Contractor to join their small compliance team for a 12-month contract.The successful candidate will be responsible for overseeing a broad range of regulatory and investment compliance matters. This includes ensuring adherence to relevant laws and...

**Compliance Role Overview**This senior compliance role is responsible for supporting the implementation of compliance objectives by relevant Business Units (BUs) through setting / reviewing policies and procedures for adherence to applicable legal and regulatory requirements.The ideal candidate will have good exposure to dealing with regulatory matters and...

About Polymer CapitalA market-neutral, multi-manager platform investing in liquid securities with a strong Asia focus.We are seeking a Regulatory Research Coordinator to join our team.Polymer Capital combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best...

Job SummaryWe are seeking a highly skilled Senior Compliance Officer to join our team at Bank of China (Hong Kong) Limited. As a key member of our compliance function, you will be responsible for ensuring the bank's adherence to regulatory requirements and internal policies.ResponsibilitiesFormulate an annual compliance review plan by referencing risk...

Job DescriptionFutu Securities International (Hong Kong) Limited is seeking a highly motivated Regulatory Compliance Specialist to join our team.About the RoleThis is an exciting opportunity for a compliance professional to take on a key role in ensuring the firm's adherence to regulatory requirements. As a Regulatory Compliance Specialist, you will be...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Unicorn Advisor (HK) Limited.Key Responsibilities:Provide expert guidance and support on compliance matters related to daily operations and new business initiatives.Review and maintain internal policies and procedures to ensure adherence to regulatory...

Compliance SpecialistA highly respected asset management firm, ConnectedGroup Limited, is seeking an experienced Compliance Specialist to join their team due to continuous business growth.Key ResponsibilitiesMonitor and maintain adherence to existing ARP Compliance policies and procedures, covering personal account dealing, gifts and entertainment, conflicts...

Citibank (Switzerland) AG is committed to hiring talented professionals who share our values and passion for Compliance excellence.We're currently looking for a highly skilled Compliance Officer - Product Risk Management professional to join our team as VP, Compliance Product Officer.In this role, you'll work closely with our Compliance team to develop and...

Company OverviewA leading Insurance firm is flourishing and expanding its operations in the Greater Bay Area, with a distinguished reputation and extensive expertise.Your New RoleManage financial reporting and month-end closing in accordance to IFRS and HKFRS standardsOversee regulatory reporting and submissionsMaintain finance system and perform regular...

Job Description:CSC Global Financial Markets is seeking a highly skilled Risk Compliance Expert to join our compliance team. The successful candidate will be responsible for developing and implementing effective risk management strategies, ensuring regulatory compliance, and providing guidance on complex financial regulations.Responsibilities:Develop and...

Job OverviewHang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and continually enhancing its performance for customers. We seek high-calibre talent to join our Risk and Compliance Division.About the RoleThe Head of Risk Steward Oversight will be responsible for ensuring that Hang Seng's operations...

Cornerstone Global Partners is committed to upholding the highest standards of compliance in our industry.We are seeking an experienced Compliance Officer Lead to join our team and play a key role in ensuring our firm remains compliant with all relevant regulations.About This RoleThis is an exciting opportunity for a seasoned compliance professional to take...

About the Role:As a Compliance Officer, you will play a critical role in ensuring that our clients' companies are compliant with all relevant laws and regulations. You will be responsible for reviewing and updating company secretarial records, preparing meeting materials, and ensuring that all necessary filings are completed in a timely manner.Key...