Regulatory Compliance Expert

7 days ago


Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full time

Company Overview

  • JC Executive Search is a professional recruitment firm dedicated to providing expert services in various industries.

Job Description

We are seeking a highly skilled Compliance Manager to handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc. The ideal candidate will have a strong understanding of regulatory requirements and industry standards.

Key Responsibilities:

  • Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities.
  • Conduct compliance self-assessment to meet regulatory requirements.
  • Support compliance aspects of local and cross-border business initiatives.
  • Perform research on regulatory updates and relevant compliance issues.

Requirements

The successful candidate must have:

  • A degree holder in business or related disciplines.
  • A minimum of 7 years of relevant experience, preferably gained from banking or financial sector.
  • Well-versed in the ordinances related to the banking/financial industry and good knowledge of compliance rules, regulatory requirements, procedures, and guidelines.
  • Fluent in English, Cantonese & Putonghua.

Benefits

  • A competitive salary package.
  • Opportunities for career growth and development.
  • A dynamic and supportive work environment.


  • Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Unicorn Advisor (HK) Limited.Key Responsibilities:Provide expert guidance and support on compliance matters related to daily operations and new business initiatives.Review and maintain internal policies and procedures to ensure adherence to regulatory...


  • Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Limited Full time

    Compliance SpecialistA highly respected asset management firm, ConnectedGroup Limited, is seeking an experienced Compliance Specialist to join their team due to continuous business growth.Key ResponsibilitiesMonitor and maintain adherence to existing ARP Compliance policies and procedures, covering personal account dealing, gifts and entertainment, conflicts...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prosynergy Consulting Limited Full time

    **About Us**We are Prosynergy Consulting Limited, a leading consulting firm based in Hong Kong. Our expertise lies in providing regulatory and compliance services to financial institutions, fintech operators, and other organizations.As a Compliance Consultant at our firm, you will be responsible for ensuring that our clients comply with relevant regulations...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    We are looking for a Medical Device Regulatory Compliance Expert to support our business in the Asia Pacific region. The successful candidate will prepare, submit, and manage regulatory applications required for product market approvals in Asia Pacific Region.The role involves preparing, submitting, and managing Asia Pacific Technical Files in compliance...


  • Hong Kong, Central and Western District, Hong Kong SAR China PingPong Payments Full time

    Job DescriptionPingPong Payments is a leading provider of payment and e-commerce solutions, serving cross-border businesses with comprehensive services. We are seeking a highly skilled Compliance Business Manager to enhance our compliance efforts, ensuring seamless alignment with regulatory requirements throughout the business lifecycle.This pivotal role...


  • Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full time

    Company Overview:At JC Executive Search, we pride ourselves on being a leading recruitment agency in the financial services industry. Our team of experts has years of experience in finding top talent for our clients, and we are committed to providing exceptional service.We are currently seeking a Compliance Manager to join our team. The successful candidate...

  • Compliance Officer

    2 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China The Profile Group (HK) Ltd (a Wilson Company) Full time

    Job DescriptionOur client, The Profile Group (HK) Ltd (a Wilson Company), is seeking a skilled Compliance Contractor to join their small compliance team for a 12-month contract.The successful candidate will be responsible for overseeing a broad range of regulatory and investment compliance matters. This includes ensuring adherence to relevant laws and...


  • Hong Kong, Central and Western District, Hong Kong SAR China CSC Global Financial Markets Full time

    Job Description:CSC Global Financial Markets is seeking a highly skilled Risk Compliance Expert to join our compliance team. The successful candidate will be responsible for developing and implementing effective risk management strategies, ensuring regulatory compliance, and providing guidance on complex financial regulations.Responsibilities:Develop and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full time

    Regulatory Compliance and Licensing ManagerTbwa Chiat/Day Inc is looking for a highly skilled Regulatory Compliance and Licensing Manager to help us navigate the complexities of digital assets. As a key member of our team, you will play a crucial role in ensuring our compliance with global regulations and identifying new opportunities for growth.Your...

  • Regulatory Expert

    5 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full time

    Regulatory Expert - Virtual Asset IndustryWe are seeking a highly skilled Regulatory Expert to join our team. As a key member of our compliance function, you will be responsible for managing the implementation and ongoing maintenance of our Financial Crime Compliance program.Your primary responsibility will be to identify, assess and mitigate risks...


  • Hong Kong, Central and Western District, Hong Kong SAR China Moody's Investors Service Full time

    Moody's Investors Service is a leading global integrated risk assessment firm that empowers organizations to make better decisions. We are seeking a highly skilled Senior Compliance Associate to join our team in Hong Kong.The successful candidate will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. Key...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong University Full time

    The University of Hong Kong seeks a seasoned professional to serve as Vice President (Process Innovation & Optimization) of its Li Ka Shing Faculty of Medicine. This position involves strategic planning, leadership, and collaboration to drive excellence in clinical research.Main Responsibilities:Oversee the Office of Research Process Innovation &...


  • Hong Kong, Central and Western District, Hong Kong SAR China AlloyX Hong Kong Full time

    AlloyX Hong Kong is seeking a Compliance Expert to join our team.Job DescriptionWe are looking for a highly motivated and experienced Compliance Expert to lead our compliance efforts in Hong Kong. The ideal candidate will have a strong background in compliance and regulatory affairs, with experience in working with financial institutions and fintech...


  • Hong Kong, Central and Western District, Hong Kong SAR China PAObank Full time

    Manager, Regulatory Compliance (SFC/Insurance Focus) 5 days ago Be among the first 25 applicants Provide timely advice on the regulatory compliance related matters focusing on SFC regulated activities and/or insurance distribution activities Support the regulatory compliance function covering regulated activities including SFC regulated activities and...


  • Hong Kong, Central and Western District, Hong Kong SAR China VISTRA Full time

    Vistra is at the forefront of delivering progress for our clients, and we're looking for a skilled Regulatory Monitoring Manager to join our team.This exciting opportunity will see you working closely with our Global Incorporations Services to drive growth and success.You'll be responsible for managing compliance operations, executing processes in accordance...


  • Hong Kong, Central and Western District, Hong Kong SAR China PAObank Full time

    Job SummaryPAObank requires a seasoned Compliance Specialist to work closely with our team in the banking sector. This role involves providing guidance on regulatory compliance matters and supporting the development of our compliance program.Main Duties:Deliver expert advice on regulatory compliance issues related to SFC regulated activities and insurance...


  • Hong Kong, Central and Western District, Hong Kong SAR China Citibank (Switzerland) AG Full time

    Citibank (Switzerland) AG is committed to hiring talented professionals who share our values and passion for Compliance excellence.We're currently looking for a highly skilled Compliance Officer - Product Risk Management professional to join our team as VP, Compliance Product Officer.In this role, you'll work closely with our Compliance team to develop and...


  • Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Full time

    Job Summary: We are seeking a highly skilled Compliance Manager to enhance our compliance initiatives at both regional and local levels. As a key member of our team, you will play a vital role in ensuring the effectiveness of our compliance program.About Us: Our company, ConnectedGroup, is a leading provider of insurance services with a strong presence in...


  • Hong Kong, Central and Western District, Hong Kong SAR China TalentQuest HR Limited Full time

    Job Description:TalentQuest HR Limited is seeking a highly skilled Regulatory Compliance Officer to join our team.Company OverviewTalentQuest HR Limited is a leading provider of human resources solutions. Our mission is to provide innovative and effective solutions to meet the evolving needs of businesses.Job Responsibilities:Provide regulatory guidance and...


  • Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full time

    Job DescriptionCompany OverviewJC Executive Search is a leading recruitment agency in Hong Kong, specializing in the financial and banking sectors. We are seeking an experienced Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance programs to ensure regulatory requirements are met.Conduct research on regulatory updates...