Asset Wealth Management Private KYC Group – Portfolio Compliance Specialist

OverviewOur Asset Wealth Management Private KYC Group is seeking a professional with expertise in Anti-Money Laundering (AML) compliance to join our team. The ideal candidate will have a strong background in risk management and control, with a proven track record of ensuring adherence to AML policies and procedures.ResponsibilitiesUndertake customer due...

Company OverviewBrookfield Asset Management, Inc. is a leading global alternative asset manager with a 100+ year history of owning and operating real assets and related businesses.In 2019, Brookfield acquired a majority interest in Oaktree Capital, a leader among global investment managers specializing in credit and other alternative investments.Together,...

Key ResponsibilitiesTo represent the Compliance function in the company's HK Management Committee and other business and operational committees. Conduct a Monthly Compliance Committee, ensuring that HK management and Board of Directors are kept fully informed of compliance matters. Escalation of material compliance concerns or issues to the Head of...

Role OverviewThe Compliance Manager will be responsible for ensuring that BNP Paribas Asset Management Asia Limited is in full compliance with applicable Hong Kong regulatory requirements and BNPP Group Compliance standards.This includes providing proactive compliance advice to the business, rolling out Group Compliance policies and standards, implementing...

OverviewWe are seeking a highly skilled Client Onboarding Specialist to join our team at Indosuez Wealth Management.About the RoleThis is a key position responsible for ensuring compliance with regulatory requirements and internal policies during the client onboarding process.Main Responsibilities:Conduct thorough KYC/CDD/CRA reviews to verify client...

CLIENT BACKGROUNDOur client, a leading Private Bank, is seeking a highly skilled KYC Talent to join its Onboarding team.As a key member of the team, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.JOB RESPONSIBILITYPerform in-depth due...

Citi, a global leader in financial services, is seeking a highly skilled Portfolio Manager to join our team in Hong Kong. As a key member of our private wealth solutions group, you will play a critical role in advising clients on their investment portfolios and providing tailored financial solutions.**About the Role:**We are looking for a professional with...

Job SummaryWe are seeking a skilled professional to join our team as a Strategic Partnership Developer in the Private Wealth Solutions department of Brookfield Asset Management. As a key member of our team, you will be responsible for building and maintaining strong relationships with private banks, wealth managers, and securities firms in Greater China to...

Job Title:AML Compliance SpecialistAbout the Role:We are seeking an experienced AML Compliance Specialist to join our team at MRA Search. The successful candidate will be responsible for managing all regulatory changes, updates, and obligations to ensure timely implementation and compliance.Key Responsibilities:Manage all regulatory changes, updates, and...

About Projob21 Ltd.Projob21 Ltd. is a leading international private bank & asset management group with a global presence, employing over 5000 employees worldwide. We are currently seeking an experienced Senior Global Compliance Specialist to join our team in an immediately available position.Job ResponsibilitiesWe are seeking a highly skilled professional to...

Brookfield Asset Management, Inc. is a global leader in alternative asset management with a rich history of delivering exceptional returns for clients.About the RoleWe are seeking an experienced Vice President to join our team in Hong Kong and drive wealth management sales across Greater China, including Hong Kong, Taiwan, and China. This role will focus on...

Are you looking for a challenging and rewarding career in private wealth management? We are seeking an experienced Investment Banking Specialist to join our team at Bank of China (Hong Kong) Limited.About the RoleThis is a key role that will involve working closely with our investment consultants to analyze market trends and prepare investment proposals. You...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering banking, insurance, and other related services through our extensive network. Our core values are centered around caring, teamwork, and progressiveness.Job Title: Relationship Manager - Wealth and Portfolio GrowthWe are seeking a skilled Relationship Manager to...

Key Responsibilities:As a Product and Portfolio Director, Private Wealth Management, you will lead the end-to-end product development process, from ideation to launch, ensuring timely and successful delivery. You will work closely with all stakeholders, including internal partners, vendors, and regulators, to ensure workflow, sales, and operational processes...

At Larson Maddox, we're seeking a seasoned Senior Compliance Specialist to join our Onboarding team. This is a key role in ensuring the seamless onboarding of high-net-worth clients while maintaining strict compliance with regulations.About Larson MaddoxLarson Maddox is a leading Private Bank dedicated to delivering exceptional client experiences. We...

CLIENT BACKGROUNDLarson Maddox is a leading Private Bank seeking experienced professionals to join its Onboarding team. In this role, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.JOB RESPONSIBILITY• Perform in-depth due diligence on new...

Be Myjob Company Limited is a leading financial institution seeking a highly skilled Senior Banking Professional to join our Private Wealth Management team.About the RoleWe are looking for an experienced professional with a proven track record in providing bespoke wealth management solutions to high net worth individuals. As a Senior Banking Professional,...

Star Anise Limited is seeking a skilled KYC Compliance Specialist to join their team.Estimated salary: $60,000 - $80,000 per annum.About the RoleThis role will support the Compliance Team in managing Know Your Customer (KYC) tasks, ensuring overall compliance within acceptable non-compliance rates.Review and address escalated KYC issues, examining documents...

Job Summary:We are seeking a highly experienced Global Compliance Expert to join our team at Projob21 Ltd. in a global private bank setting.About Us:Our company is one of the most established pure-play international private banks and asset management groups, employing over 5000 employees globally.Key Responsibilities:Conduct KYC due diligence, account...

About Ares AsiaAres Asia is one of the largest alternative asset managers in Asia-Pacific with approximately US$15.1 billion in assets under management.Job OverviewWe are seeking an experienced Compliance Risk Management Specialist to join our team in Hong Kong.The successful candidate will support and assist in all regulatory and compliance-related...