Asset Wealth Management Private KYC Group Analyst
1 month ago
Our Asset Wealth Management Private KYC Group is seeking a professional with expertise in Anti-Money Laundering (AML) compliance to join our team. The ideal candidate will have a strong background in risk management and control, with a proven track record of ensuring adherence to AML policies and procedures.
Responsibilities- Undertake customer due diligence checks to ensure adherence to our AML policies, procedures, and regulatory framework.
- Conduct PEP, sanction, and adverse media screening and escalate any areas of concern to Legal and Compliance.
- Perform quality assurance reviews on cases delivered by the team, where necessary, to ensure they are in line with internal policies and regulatory standards.
- Work closely with key stakeholders (Business, Financial Crime & Compliance, Legal, Operations, Middle Office) in a fast-paced environment to ensure a seamless front-to-back onboarding process.
- Provide ongoing training and support to junior team members and partner with Compliance to deliver regular AML trainings to internal teams (Business, Operations) involved in the onboarding process.
- Similar AML/KYC role experience within a financial services firm.
- Knowledge of financial markets and products.
- Knowledge of Know Your Customer (KYC) and relevant regulations.
- Knowledge of corporate structures and the impact they have on the KYC/AML process.
- Proven analytical skills, problem-solving ability, and a control mentality paired with meticulous attention to detail.
- Aptitude for building relationships and ability to communicate complex issues to a wide array of internal stakeholders at all levels of the organization, as well as clients with differing levels of product experience.
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