VP - Operations and Settlements Specialist

3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Selby Jennings Full time
Operations and Settlements Specialist - Global Markets

Our client, a leading boutique securities firm in Hong Kong, is seeking an experienced Operations and Settlements Specialist to join their Global Markets team.

Key Responsibilities:

  • Oversee the settlement of securities, futures, and bonds, as well as corporate actions for equities in global markets and the OTC bond market.
  • Manage client funding operations, IPOs on the FINI platform, US market placements, and securities borrowing and lending (SBL).
  • Ensure the segregation of client funds and coordinate trade matching for clients, exchanges, and brokers.
  • Implement settlement and middle office systems, and participate in user acceptance testing (UAT).

Requirements:

  • Solid education background from finance/accounting related majors.
  • Strong experience within Operations and Settlement on licensing type 1 and 2 activities.
  • Familiarity with compliance rules, AML policy, and proficiency in both written and spoken English and Mandarin.

About the Role:

This is an exciting opportunity to join a dynamic team and contribute to the success of the Global Markets business. If you have a strong background in operations and settlement, and are looking for a new challenge, please apply.



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