Trade Surveillance Specialist

About the RoleThis position involves working closely with various business lines, management, and compliance teams to ensure seamless integration of regulatory requirements into our operations.Main ResponsibilitiesParticipate in monitoring transactions to guarantee compliance with applicable regulations and exchange rules.Review trade surveillance alerts,...

Sia Partners is a next-generation consulting firm focused on delivering superior value and tangible results to its clients as they navigate the digital revolution. With over 2,800 consultants in 18 countries, we will generate an annual turnover of USD 420 million for the current fiscal year. Our global footprint and our expertise in more than 30 sectors and...

Job DescriptionThe Regional Head of Capital Markets Regulatory Surveillance is a senior leadership role within the Compliance division of SGS Société Générale de Surveillance SA. This position oversees the Asia-Pacific region and is responsible for defining and implementing compliance surveillance and control setups across the perimeter under their...

Responsibilities Overview: The role will provide the successful candidate with a unique opportunity to apprehend the various capital markets surveillance matters across various activities and asset classes of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with...

Job OverviewThe Trade Surveillance Specialist will play a pivotal role in ensuring the integrity of our capital markets operations, aligning with regulatory requirements and industry standards.Main ResponsibilitiesMonitor transactions to guarantee compliance with applicable regulations and exchange rules.Analyze trade surveillance alerts, conducting thorough...

Key Aspects of the JobThis role offers a unique opportunity to contribute to the evolution of regulatory compliance within our organization, leveraging expertise in trade surveillance and analysis.Main ResponsibilitiesMonitor transactions to guarantee compliance with applicable regulations and exchange rules.Analyze trade surveillance alerts, conducting...

Senior Trade Finance SpecialistWe are looking for a highly experienced Senior Trade Finance Specialist to join our team. As a key member of our Trade Finance Operations department, you will play a critical role in supporting the bank's growth and enhancing its trade finance offerings.Key Responsibilities:Develop and implement robust operational processes to...

Job Overview:We are seeking a highly experienced Senior Compliance Specialist to join our team in Asia Pacific. The successful candidate will be responsible for providing expert advice on compliance risks and policies across the region.Key Responsibilities:Provide expert advice on compliance risks and policies;Conduct regular risk assessments and monitoring...

Algorithmic Trading SpecialistWe are seeking an experienced Algorithmic Trading Specialist to join our team. As a specialist, you will be responsible for developing and maintaining robust algorithmic trading systems.Key Responsibilities:Develop, maintain, and implement automated market-making strategies.Collaborate with traders to identify opportunities for...

Capital Markets Recruitment is seeking an experienced Trade Support Specialist to join one of the world's most successful hedge funds.This role provides a unique opportunity to collaborate with an exceptionally talented team operating in a hybrid approach, utilizing cutting-edge technology to support pre and post-trade lifecycles.Key responsibilities include...

About Our TeamBernstein operates a fully client-aligned, agency only trading platform, built on broad liquidity access and cost agnostic routing to achieve best execution. As the largest global agency-only broker, we offer a comprehensive suite of equity trading products, complemented via our strategic partnership with Société Générale, with a core focus...

At Harbridge Partners, we are seeking a highly skilled and experienced Compliance Specialist to join our team in Hong Kong.About the Role:The Compliance Specialist will be responsible for managing the AML/CTF team, providing guidance and advisory services to senior management and business units, and developing and implementing AML/CTF policies and...

The Hong Kong Trade Development Council is seeking a talented professional to fill the role of Innovation and Technology Specialist. In this position, the appointee will be responsible for planning event/conference programmes, identifying and building up databases of Hong Kong start-ups and investors, and providing on-site support and other administrative...

Job DescriptionWe are seeking a Project Manager for Trade Events to recruit participants for trade promotional projects, provide logistic support, handle enquiries, and undertake on-site duties. The ideal candidate will have a minimum of 3 years' solid experience in project management and event organizing.Responsibilities:Assist project managers in overall...

Low Latency Trading Systems SpecialistJob Summary:We are seeking a skilled Low Latency Trading Systems Specialist to join our team in Hong Kong.Key Responsibilities:Design, implement, and maintain low-latency trading systems for optimal performance.Analyze and optimize system performance to minimize latency.Collaborate with cross-functional teams to ensure...

About the RoleCrypto.com is seeking a skilled Trading Systems Specialist to join our exchange team. The ideal candidate will have a strong background in software development and a passion for building scalable and secure trading platforms.You will be responsible for collaborating with cross-functional teams, identifying problems in back-end infrastructure,...

At Selby Jennings, our client is seeking a talented Delta One Trading specialist to join their Prime and Equity Derivatives business in the APAC region. This exciting opportunity will enable you to manage daily market access trading across China, Hong Kong, and other key markets.The ideal candidate will have a solid understanding of TRS, Futures, and FX...

At Recruit Avenue Pte. Ltd., we are seeking a highly skilled Trading Support Specialist to join our team. In this role, you will provide first and second-line support for front-office trading systems, ensuring seamless execution of trades.Key Responsibilities:Provide 24/7 technical support for trading platforms and assist in client onboarding.Collaborate...

Responsibilities:Conduct real-time monitoring and surveillance of trading activities to detect and prevent market abuse and regulatory violations. Manage the Control Room operations, including oversight of MNPI, restricted lists, and information barriers. Utilize surveillance tools such as SMARTS, Actimize, and other data analytics tools to monitor and...

Salary and Benefits:HKD500000 - HKD700000 per annumBonus structure availableJob Description: As a Trade Finance Specialist, you will be responsible for structuring and providing diverse financing options, including trade loans, pre-shipment and post-shipment financing, and working capital solutions. You will identify opportunities for optimization in trade...