Insurance Responsible Officer — Compliance

A reputable insurance broker company in Hong Kong is seeking a Responsible Officer to ensure regulatory compliance and provide strategic leadership. The ideal candidate will possess relevant qualifications in insurance and have experience in a leadership role within the industry. Responsibilities include managing risks, collaborating with stakeholders, and...

Responsibilities Support the application and renewal process for Insurance Brokerage Licenses under the Hong Kong Insurance Authority(IA). Manage daily customer inquiries related to general insurance products, oversee policy administration, and ensure effective insurance program delivery. Ensure compliance with all regulatory and RO obligations, oversee and...

Recruiting Position: Insurance Brokerage Responsible Officer Company Background: The company is a local firm with a background in the financial industry. It has now made a strategic decision to expand its service offerings by applying for an insurance broker license. It plans to use its strong client relationships and industry expertise to grow this new...

A compliance consultancy in Hong Kong is seeking a dynamic Administrative Assistant to support their Compliance Team. Responsibilities include managing communications, scheduling meetings, maintaining filing systems, and providing office support. The ideal candidate should have a Higher Diploma, be fluent in Cantonese, and proficient in Microsoft Office....

A business consultancy firm in Hong Kong seeks a Responsible Officer with over 3 years of experience. Responsibilities include assisting with new life-insurance license applications, obtaining sponsor letters from insurers, and facilitating bank account openings. The ideal candidate must be familiar with Insurance Authority regulations and have proven...

A leading insurance firm in Hong Kong is seeking a Senior Manager for Legal and Compliance. Key responsibilities include developing compliance programs, handling legal cases, and ensuring adherence to regulations. The ideal candidate will hold a law degree, possess at least 5 years of relevant experience in compliance, and have strong analytical and...

Insurance-Senior Manager, Legal and Compliance Responsibilities Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor overall compliance therewith,...

A compliance consulting firm in Hong Kong is seeking an experienced accountant to handle the full set of accounts for clients. The role involves preparing financial reports and liaising with auditors to ensure compliance. Ideal candidates will have a university degree in Accounting, at least three years of relevant experience, and proficiency in MS Office...

Why Join Compliance First Consulting Limited? Compliance First is more than just a compliance consultancy — we’re problem-solvers. Since 2011, we have supported financial institutions in Hong Kong with tailored compliance and risk management solutions. As a Licensed Trust or Company Service Provider (TCSP License No: TC ) , we value integrity and...

A financial services company in Hong Kong is seeking a Compliance Officer to ensure adherence to laws and regulations. The role involves monitoring compliance, performing KYC checks, and developing internal policies. Candidates should possess a Bachelor's degree in Business Administration, Law, or Finance, with at least 2 years of relevant experience,...