Insurance Compliance Officer – HK

A compliance consultancy in Hong Kong is seeking a dynamic Administrative Assistant to support their Compliance Team. Responsibilities include managing communications, scheduling meetings, maintaining filing systems, and providing office support. The ideal candidate should have a Higher Diploma, be fluent in Cantonese, and proficient in Microsoft Office....

A leading insurance firm in Hong Kong is seeking a proactive individual to manage the distribution process and oversee dealing operations. The ideal candidate will hold a RO type 1 and type 4 license and will have a strong network within Family Offices and EAMs in HK and Asia. Fluency in English, Mandarin, and Cantonese is crucial for this role, as is...

Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of business to ensure that they effectively manage as "Risk Owners" the risks inherent in or arising from the conduct of their activities and for which they are responsible. Head of Compliance, Insurance The...

Responsibilities Handle full set of accounts for the clients Prepare Financial Resources Return for corporations licensed with the Securities and Futures Commission Prepare financial reports and bank reconciliation Liaise with external auditor and company secretary to ensure proper statutory filing requirements Carry out ad hoc analysis and compliance...

Manager, Group Insurance Compliance Your role: Develop and implement the Risk and Compliance governance structure for the insurance businesses; Coordinate with the 1st line Compliance and the Group Legal to enable the insurance businesses are operating in a strict compliance with relevant laws, regulations and internal policy guidelines; Provide regulatory...

A business consultancy firm in Hong Kong seeks a Responsible Officer with over 3 years of experience. Responsibilities include assisting with new life-insurance license applications, obtaining sponsor letters from insurers, and facilitating bank account openings. The ideal candidate must be familiar with Insurance Authority regulations and have proven...

A compliance consulting firm in Hong Kong is seeking an experienced accountant to handle the full set of accounts for clients. The role involves preparing financial reports and liaising with auditors to ensure compliance. Ideal candidates will have a university degree in Accounting, at least three years of relevant experience, and proficiency in MS Office...

A financial services firm in Hong Kong is seeking a Compliance Officer to oversee compliance for its investment banking, capital markets, and research activities. Responsibilities include providing regulatory advice, updating compliance documentation, and conducting training sessions. Candidates should possess a strong compliance background with at least 3...

A leading insurance firm in Hong Kong is seeking an Account Officer for a 6-month contract. The ideal candidate will have a higher diploma in Accounting or Finance and at least 5 years of relevant experience. Responsibilities include managing accounts receivable and payable, assisting with audits, and supporting various projects. The position offers a...

Insurance-Senior Manager, Legal and Compliance Responsibilities Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor overall compliance therewith,...