HK Primary Markets Compliance Officer

Compliance Officer (Primary Markets Compliance) China International Capital Corporation (International) Ltd View all jobs Add expected salary to your profile for insights Reporting to the Head of Primary Markets Compliance for Hong Kong, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the “Firm”)...

Responsibilities Handle full set of accounts for the clients Prepare Financial Resources Return for corporations licensed with the Securities and Futures Commission Prepare financial reports and bank reconciliation Liaise with external auditor and company secretary to ensure proper statutory filing requirements Carry out ad hoc analysis and compliance...

A compliance consulting firm in Hong Kong is seeking an experienced accountant to handle the full set of accounts for clients. The role involves preparing financial reports and liaising with auditors to ensure compliance. Ideal candidates will have a university degree in Accounting, at least three years of relevant experience, and proficiency in MS Office...

A compliance consultancy in Hong Kong is seeking a dynamic Administrative Assistant to support their Compliance Team. Responsibilities include managing communications, scheduling meetings, maintaining filing systems, and providing office support. The ideal candidate should have a Higher Diploma, be fluent in Cantonese, and proficient in Microsoft Office....

Job Descriptions Reporting to the Head of Primary Markets Compliance for Hong Kong, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the “Firm”) for its IB, CM, and Research business activities conducted from Hong Kong, as well as supporting the Hong Kong Control Room functions and activities. Key...

DL Securities (HK) Limited, a Hong Kong SFC‑licensed company, is seeking an experienced Responsible Officer for a full‑time role. The position primarily involves overseeing the company’s Type 1 and Type 4 regulated activities, ensuring compliance with relevant regulatory requirements, managing risks, and maintaining the highest standards of...

A financial services firm located in Hong Kong is seeking a Compliance Officer to oversee compliance for its Equities, FICC, and Wealth Management businesses. The ideal candidate should have at least three years of relevant experience in a compliance role within a financial institution, alongside strong analytical and communication skills. Responsibilities...

Compliance Officer and Money Laundering Reporting Officer We are seeking a seasoned and proactive professional to join us as a dual‑role Compliance Officer (CO) & Money Laundering Reporting Officer (MLRO). The successful candidate will lead our MSO licence application and establish our compliance and AML frameworks for our cross‑border payment...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

The Independent Schools Foundation Academy (The ISF Academy) has a deep commitment to Hong Kong, inspiring Pre‑Primary to Grade 12 learners to act as empowered global stewards since its establishment in 2003. As an internationally accredited private independent school, our unique student‑focused academic curriculum and experiential learning programs are...