Secondary Markets Compliance Officer

Compliance Officer (Secondary Markets Compliance) China International Capital Corporation (International) Ltd Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the “Firm”) for its Equities, FICC and Wealth Management business activities...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

A financial compliance firm in Hong Kong is offering an opportunity for candidates without relevant experience to establish a career in the financial compliance field as an Assistant Compliance Consultant. The role encompasses assisting compliance consultants with regulatory filings, handling administrative tasks, and developing training materials. Good...

(Secondary) Research Officer | E-commerce, Fashion, Retail (Policy & Macro) Hong Kong, Hong Kong HK$ 25,000.00 - 45,000.00 (Hong Kong Dollar) Job Openings (Secondary) Research Officer | E-commerce, Fashion, Retail (Policy & Macro) About the job (Secondary) Research Officer | E-commerce, Fashion, Retail (Policy & Macro) King Deux Search & Consulting is a...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Role Summary The Chief Administrative Officer (CAO) for JANA (Japan, Asia North & Australia) is a senior executive responsible for driving results of a professional team managing the overall administrative activities of the business. This position serves as the Head of the Business Execution team for JANA, supporting and reporting to the Head of JANA...

A leading global financial firm in Hong Kong seeks a Chief Administrative Officer (CAO) for JANA (Japan, Asia North & Australia). The CAO will lead a professional team managing administrative activities and support the Head of JANA Markets. Candidates need 15+ years of experience in senior administrative roles within the financial industry, particularly in...

Compliance Officer, Market Surveillance Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped QRT’s...

Senior Client Onboarding Officer Company: Compliance Commit Consulting Ltd, a Type 1&2 broker headquartered in Europe. Job Duties Reports directly to the Onboarding Team Lead located in Europe. Manage the client onboarding process. Manage and facilitate comprehensive client due diligence (CDD) and conduct Enhanced Due Diligence (EDD) on complex cases,...