Business & Regulatory Compliance Manager, Regional Corporate Bank
4 days ago
Business & Regulatory Compliance Manager, Regional Corporate Bank Regional Corporate Bank & HKMA regulated Biz, General & Regulatory Compliance Advisory Small Team & Work-life Balance Our Client Immediate opening for experienced compliance manager to provide comprehensive regulatory advisory for corporate & global markets businesses. Job Duties Manager in charge of Compliance Provide business and regulatory compliance advisory by assuming in-house consultation to senior management & operations from FTB office Ensure fulfilment of regulatory requirements and corporate governance through collaborating with HQ and internal auditors Periodic reviewal of control policies and cultivation of compliance culture Oversight timely submission of HKMA returns and facilitate related investigation Report to the North Asia Head of Business Risk Accountable for conducting regulatory & thematic business risk assessment including product suitability, cross border, pricing, selling process, transaction review by collaborating with the front office, investment, compliance and audit teams across the region Gatekeeper to ensure fulfilment of HKMA/SFC regulatory requirements AML/KYC/SOW/Surveillance Exp. with Private Banks Multiple Expansion Headcounts with Int’l Private Banks Bridge between Front office and Compliance/AML team for COB & PR Cases Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure fulfilment of HKMA, MAS and AML/CFT regulatory requirements Assume 2 nd LOD to advise FO on any FCC/KYC/EDD related matters for low to high risk clients across the region KYC/SOW Specialists for COB/Periodic Review Multiple Expansion Contract & Permanent Headcounts Global Private Bank with Excellent Worklife Balance Case management with full accountability to prepare KYC/SOW to ensure fulfilment of HKMA AML/CFT regulatory requirements Assume 1.5 LOD to advise FO on any KYC/EDD related matters for low to high risk clients across the region Promising APAC Compliance Career & Good Hours Report to Regional Head of Compliance & Risk Accountable for conducting 1.5 line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals Gatekeeper to ensure fulfilment of HKMA regulatory requirements Excellent Worklife Balance & Job Security Regulatory Compliance Testing & Control Conduct periodic compliance testing & thematic audit to ensure daily activities of HK Branch adhere to the regulatory requirements including HKMA/SFC/MAS and corporate governance Review and oversight the effective implementation of control programs through ongoing review, monitoring and surveillance, investigation and reporting Requirements Degree holder with 5 years+ relevant general and business compliance earned from HKMA regulated banking entities Understanding of global markets and corporate banking business Independent and multi-tasked with strong passion to take up accountabilities Proficient in English, Mandarin and Cantonese Regional 1.5 Line of Defense Global Private Bank Good Hours and Excellent Job Security #J-18808-Ljbffr
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Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeRegulatory Compliance Manager, Top Ranking European Private Bank Top Ranking European Based Private Bank Regulatory Compliance & Risk Assessment Our Client Appointed by the most sustainable Global Private Bank with accomplished group profit of USD 218mill+ in 2022 to search for Regulatory Compliance Manager. Job Duties Report to Regulatory Head of Compliance...
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(Senior) Business Compliance Manager
4 days ago
Hong Kong Island, Hong Kong SAR China Bank of China (Hong Kong) Limited Full time(Senior) Business Compliance Manager (Corporate Business Compliance Division) Carries out duties in accordance with policies and various internal rules and regulations of the Bank. Provide advisory services to business units in the interpretation and implementation of compliance requirement. Collects rules and regulations of local, mainland and overseas...
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Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeRegulatory Compliance Senior Manager, Global Private Bank HKMA Regulatory Compliance & Monitoring Supportive and friendly working environment Our Client Appointed by Global Private Bank known for its long term commitment with over 150 years in wealth management and hiring over 2500 professionals worldwide to seek an experienced HKMA Regulatory Compliance...
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Senior Compliance Manager
4 days ago
Hong Kong Island, Hong Kong SAR China SUPER Corporate Consultancy Group Full timeA corporate consultancy firm in Hong Kong is seeking an experienced Compliance Manager who will provide compliance advice to various business units and ensure adherence to regulatory requirements. The successful candidate will have over 6 years of experience in compliance within financial institutions, with strong knowledge of MPF Scheme regulations, and...
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FCC Compliance AVP, Regional Private Bank
4 days ago
Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeFCC Compliance AVP, Regional Private Bank AML/KYC/SOW/Surveillance Exp. with Private Banks Multiple Expansion Headcounts with Int’l Private Banks Our Client Multiple Expansion Permanent Headcounts for International Private Banks to search for experienced KYC/SOW/Transaction Monitoring Specialists to be part of the growing wealth management HKMA and MAS...
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Regulatory Risk
4 days ago
Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeRegulatory Risk & Compliance Analyst/Associate, Global Private Bank Regulatory Compliance & Risk Review Regional 1.5 or 2nd Line of Defense Promising APAC Compliance Career & Good Hours Our Client Immediate openings with multiple Regional and Global Private Banks to search for Junior Regulatory Risk & Compliance candidates to be part of the growing team for...
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Regulatory Affairs
4 days ago
Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeRegulatory Affairs & Central Compliance Senior Manager Oversight Regulatory Affairs & Central Compliance Excellent job security and worklife balance Our Client Searching for Regulatory Central Compliance Senior Manager with one of the most established Global Private Bank with 250 employees+ in North Asia Branch and operations in over 20 locations. Job Duties...
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Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeBusiness & Regulatory Risk AVP/Senior Associate, Global Private Bank Business & Regulatory Risk Management Regional 1.5 Line of Defense Global Private Bank Good Hours and Excellent Job Security Our Client Immediate openings with multiple Global Private Banks to search for Business & Regulatory Risk talents to be part of the North Asia Regional Branch in HK....
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Regulatory Compliance Manager
6 days ago
Hong Kong Island, Hong Kong SAR China Hong Kong SAR Oncology Centre Limited Full timeOur client is a SFC‑licensed leading global comprehensive trading platform for both individual and institutional clients with access to global markets. Responsibilities Communicate with regulatory bodies to ensure compliance and address inquiries. Research and interpret regulations applicable to brokerage operations in the region. Draft and implement...
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Hong Kong Island, Hong Kong SAR China Manduarh Consultancy Limited Full timeA multi-cultural investment bank in Hong Kong is seeking a Compliance Officer to oversee all compliance-related matters and provide regulatory advice to business units. The ideal candidate must have a Bachelor's Degree and over 8 years of relevant experience, especially in a multi-national environment. Proficiency in both Chinese and English is required, as...
