Regulatory Affairs
2 days ago
Regulatory Affairs & Central Compliance Senior Manager Oversight Regulatory Affairs & Central Compliance Excellent job security and worklife balance Our Client Searching for Regulatory Central Compliance Senior Manager with one of the most established Global Private Bank with 250 employees+ in North Asia Branch and operations in over 20 locations. Job Duties As part of the core team members to oversight Regulatory Affairs Compliance issues Assume the subject matter expert on any regulatory changes and facilitate the proper implementation of procedures & policies Provide active advisory to business and senior management on any regulatory changes and implications to business Collaborate with internal stakeholders from self-assessment, complaints and external/internal audit Manage regulatory survey/reporting; licensing/registration and related enquiries on a timely basis Report to the North Asia Head of Business Risk Accountable for conducting regulatory & thematic business risk assessment including product suitability, cross border, pricing, selling process, transaction review by collaborating with the front office, investment, compliance and audit teams across the region Gatekeeper to ensure fulfilment of HKMA/SFC regulatory requirements AML/KYC/SOW/Surveillance experience with Private Banks Multiple Expansion Headcounts with Int’l Private Banks Bridge between Front office and Compliance/AML team for COB & PR Cases Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure fulfilment of HKMA, MAS and AML/CFT regulatory requirements Assume 2nd LOD to advise FO on any FCC/KYC/EDD related matters for low to high risk clients across the region KYC/SOW Specialists for COB/Periodic Review Multiple Expansion Contract & Permanent Headcounts Global Private Bank with Excellent Worklife Balance Case management with full accountability to prepare KYC/SOW to ensure fulfilment of HKMA AML/CFT regulatory requirements Assume 1.5 LOD to advise FO on any KYC/EDD related matters for low to high risk clients across the region Promising APAC Compliance Career & Good Hours Report to Regional Head of Compliance & Risk Accountable for conducting 1.5 line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals Gatekeeper to ensure fulfilment of HKMA regulatory requirements Excellent Worklife Balance & Job Security Regulatory Compliance Testing & Control Conduct periodic compliance testing & thematic audit to ensure daily activities of HK Branch adhere to the regulatory requirements including HKMA/SFC/MAS and corporate governance Review and oversight the effective implementation of control programs through ongoing review, monitoring and surveillance, investigation and reporting Requirements Bachelor's degree in Law, Finance, Business, or related field 8+ years of regulatory affairs compliance experience in banking Understanding of wealth management business is highly desirable Strong knowledge of HKMA/SFC regulations Excellent communication and problem-solving skills Ability to work collaboratively and manage projects effectively Regional 1.5 Line of Defense Global Private Bank #J-18808-Ljbffr
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Regulatory Affairs Pharmacist
4 days ago
hong kong, Hong Kong SAR China Jacobson Group Management Limited Full timeHandle all regulatory related matters of assigned portfolio/markets, including but not limited to pharmaceutical products, medical devices, consumer goods and health foods, as well as related marketing activities in Hong Kong and Macau. Monitor regulatory updates and provide regulatory support to internal and external parties. Coordinate prompt registration...
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Regulatory Affairs Associate
1 week ago
hong kong, Hong Kong SAR China Chemill Pharma Ltd. Full timeThe Regulatory Affairs Associate will provide comprehensive administrative and technical support to the Regulatory Affairs (RA) team, ensuring timely preparation, submission, and maintenance of product registrations and post‑approval activities in Hong Kong. The role supports regulatory documentation, coordination with manufacturers, and compliance with...
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Regulatory Affairs Partner
6 days ago
Hong Kong Island, Hong Kong SAR China Roche Full timeJoin to apply for the Regulatory Affairs Partner role at Roche At Roche you can show up as yourself, embraced for the unique qualities you bring. Our culture encourages personal expression, open dialogue, and genuine connections, where you are valued, accepted and respected for who you are, allowing you to thrive both personally and professionally. This is...
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Regulatory Affairs Partner
2 days ago
Hong Kong Island, Hong Kong SAR China F. Hoffmann-La Roche Gruppe Full timeA leading global healthcare company in Hong Kong is seeking a Regulatory Affairs Partner to drive regulatory strategies and ensure compliance for their products. With over 5 years of regulatory affairs experience in Hong Kong, the ideal candidate will work across functions to navigate the evolving regulatory landscape and accelerate patient access to...
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Regulatory Affairs Partner
2 days ago
Hong Kong Island, Hong Kong SAR China F. Hoffmann-La Roche Gruppe Full timeAt Roche you can show up as yourself, embraced for the unique qualities you bring. Our culture encourages personal expression, open dialogue, and genuine connections, where you are valued, accepted and respected for who you are, allowing you to thrive both personally and professionally. This is how we aim to prevent, stop and cure diseases and ensure...
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Regulatory Affairs Pharmacist
4 days ago
hong kong, Hong Kong SAR China Jacobson Group Management Limited Full timeA company in regulatory affairs is seeking a Regulatory Affairs Pharmacist in Hong Kong. This role involves managing regulatory matters for pharmaceutical products, medical devices, and consumer goods. You will be responsible for monitoring regulatory updates, coordinating product registrations, and liaising with various stakeholders. The ideal candidate...
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Policy Specialist, Group Regulatory Affairs
2 weeks ago
hong kong, Hong Kong SAR China Standard Chartered Full timePolicy Specialist, Group Regulatory Affairs 2 days ago Be among the first 25 applicants Job Summary The role of Group Public & Regulatory Affairs (GPRA) is to collaborate with internal and external stakeholders, driving the alignment of the Bank’s strategy and global public policy, regulatory and supervisory objectives. The remit of the group covers...
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Hong Kong Island, Hong Kong SAR China Guotai Junan International Holdings Limited Full timeA leading financial services firm in Hong Kong seeks a Compliance Officer with expertise in regulatory affairs. The ideal candidate will manage enquiries from regulators, ensure compliance with statutory reporting, and provide support on licensing requirements. A university degree in Finance and at least 7 years of experience dealing with the SFC are...
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Hong Kong Island, Hong Kong SAR China The American Chamber of Commerce in H K Full timeA prominent business association in Hong Kong is seeking a proactive Corporate Affairs Assistant Manager. This role focuses on policy research and drafting submissions related to business issues pertinent to members. The ideal candidate should have a Bachelor's degree and a minimum of 3 years experience in corporate affairs or public relations, along with...
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Corporate Affairs Assistant Manager
4 days ago
Hong Kong Island, Hong Kong SAR China The American Chamber of Commerce in H K Full timeWe are seeking a proactive and detail-oriented Corporate Affairs Assistant Manager to join our team. This role will primarily focus on policy research and the drafting of submissions related to business issues relevant to our members. The ideal candidate will possess strong analytical skills, excellent written communication abilities, and a passion for...
