Regulatory Compliance Manager, Top Ranking European Private Bank
3 days ago
Regulatory Compliance Manager, Top Ranking European Private Bank Top Ranking European Based Private Bank Regulatory Compliance & Risk Assessment Our Client Appointed by the most sustainable Global Private Bank with accomplished group profit of USD 218mill+ in 2022 to search for Regulatory Compliance Manager. Job Duties Report to Regulatory Head of Compliance & partner with a team of 5 Facilitate HKMA and SFC investigation, self‑assessments and on‑site examination Manage complaint handling cases and regulatory reporting Support regulatory advisory, general compliance and related enquiries that called for extensive liaison with Snr Mgmt, line managers across FTB Offices and HQ Assist on‑going internal policies and procedures review in accordance to HKMA/SFC regulatory requirements and corporate governance Requirements Degree holder in Accounting/ Business/Legal or related disciplines 5 years+/- of relevant regulatory compliance/risk consultancy/big4 experience including 1 year earned from private banking/wealth management or HKMA/SFC regulator Relevant industry experience in private banking business is highly desirable Good understanding of HKMA/SFC regulatory requirements Driven with strong problem‑solving capability and communication skill to work with internal stakeholders Regional 1.5 Line of Defense Global Private Bank Good Hours and Excellent Job Security Job Duties Report to the North Asia Head of Business Risk Accountable for conducting regulatory & thematic business risk assessment including product suitability, cross border, pricing, selling process, transaction review by collaborating with the front office, investment, compliance and audit teams across the region Gatekeeper to ensure fulfilment of HKMA/SFC regulatory requirements AML/KYC/SOW/Surveillance Exp. with Private Banks Multiple Expansion Headcounts with Int’l Private Banks Job Duties Bridge between Front office and Compliance/AML team for COB & PR Cases Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure fulfilment of HKMA, MAS and AML/CFT regulatory requirements Assume 2nd LOD to advise FO on any FCC/KYC/EDD related matters for low to high risk clients across the region KYC/SOW Specialists for COB/Periodic Review Multiple Expansion Contract & Permanent Headcounts Global Private Bank with Excellent Worklife Balance Job Duties Bridge between Front office and Compliance/AML team for COB & PR Cases Case management with full accountability to prepare KYC/SOW to ensure fulfilment of HKMA AML/CFT regulatory requirements Assume 1.5 LOD to advise FO on any KYC/EDD related matters for low to high risk clients across the region Promising APAC Compliance Career & Good Hours Job Duties Report to Regional Head of Compliance & Risk Accountable for conducting 1.5 line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals Gatekeeper to ensure fulfilment of HKMA regulatory requirements Excellent Worklife Balance & Job Security Regulatory Compliance Testing & Control Job Duties Report to North Asia Head of Compliance Conduct periodic compliance testing & thematic audit to ensure daily activities of HK Branch adhere to the regulatory requirements including HKMA/SFC/MAS and corporate governance Review and oversight the effective implementation of control programs through ongoing review, monitoring and surveillance, investigation and reporting #J-18808-Ljbffr
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Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeA leading European Private Bank in Hong Kong is seeking a Regulatory Compliance Manager to oversee regulatory compliance and risk assessments. The role involves reporting to the Regulatory Head of Compliance and managing multiple compliance functions, including KYC/AML practices and regulatory investigations. The ideal candidate will possess a degree in a...
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Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeBenefits Westernized and friendly working environment Stable and well-established platform Good exposures on all rounded account opening processes Our Client Representing our top tier European Private banking group with AUM over USD 450 billion and over 600 employees in Hong Kong North Asia Branch to search for Account Openings young talent for the Middle...
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Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeGreat Exposures to Client Onboarding Client Service & Administrative Experience International Private Banking Platform Our Client Representing our top-tier European Private banking group with AUM over USD 450 billion and over 600 employees in the Hong Kong North Asia Branch to search for young talent for the Client onboarding Department. Job Duties Conduct...
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Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeRegulatory Compliance Senior Manager, Global Private Bank HKMA Regulatory Compliance & Monitoring Supportive and friendly working environment Our Client Appointed by Global Private Bank known for its long term commitment with over 150 years in wealth management and hiring over 2500 professionals worldwide to seek an experienced HKMA Regulatory Compliance...
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AML/KYC Compliance Specialist — Private Banking
2 weeks ago
Hong Kong Island, Hong Kong SAR China Bank of Singapore, Asia's Global Private Bank Full timeA leading private bank in Hong Kong is seeking a highly skilled FCC Compliance Specialist. This role involves managing regulatory obligations and ensuring strict compliance with KYC documentation. Candidates should have 3-5 years of experience in client onboarding, strong AML/KYC knowledge, and excellent analytical skills. Join a dynamic team that values...
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Client Onboarding Assistant Manager
3 days ago
Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeClient Onboarding Assistant Manager / Manager, European Private Banking Groups Stable and well-known platform All rounded COB/KYC involvement Friendly team with great exposures Our Client Representing our strong global presences Private Banking client in searching for seasoned and young talent in their Hong Kong KYC and Client Onboarding Team....
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Senior Regulatory
3 days ago
Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeA leading global private bank is searching for a Regulatory Affairs & Central Compliance Senior Manager in Hong Kong. This role involves overseeing compliance issues and ensuring adherence to HKMA/SFC regulations. The ideal candidate has over 8 years of experience in regulatory affairs compliance within banking, excellent communication skills, and a...
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Head of Sales, Private Banking
5 days ago
Hong Kong Island, Hong Kong SAR China Private Banking Full timeResponsibilities Develop and implement sales strategies to achieve business objectives and enhance Private Banking business growth Lead and manage a group of Relationship Managers (RM) to achieve assigned KPIs and AUM revenue and to build and maintain clients’ portfolios Supervise and develop a team of Assistant Relationship Managers (ARM) to support...
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Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeFront office Business Support and Project Manager (Associate/ Snr), European Private Bank Great chance to participate in project management Stable environment with good work life balance Our Client Representing multiple European Private Banks to search for seasoned and trilingual candidates to join their front office Greater China and Hong Kong Markets as...
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Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeFinancial & Regulatory Reporting Accountant VP Global Leader in Private Bank & Asset Mgmt Our Client Top Ranking European Based Private Bank with over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Financial & Regulatory Accountant. Job Duties Report to Regional Head of Finance & partner with a team of professional...
