Senior Regulatory

Responsibilities Provide a leadership of overall regulatory compliance for RD’s licensed subsidiaries, particularly in traditional and virtual asset related ones. Lead and perform comprehensive compliance advisory, focusing on regulatory compliance. This involves developing, maintaining, and implementing relevant policies and procedures. Lead the...

A leading tech company in Hong Kong seeks a Senior Platform Engineer/Squad Lead to build and maintain a modern cloud-native data platform. Applicants should have over 12 years of experience in IT, focusing on database and messaging system management, with proficiency in AWS services, Kafka, and data governance. This role requires a bachelor's degree and...

A leading financial institution in Hong Kong is seeking a Finance Manager/Senior Manager to handle HKMA Regulatory Reporting. The role includes implementing and monitoring Counterparty Credit Risk and Basel 3 regulatory returns, alongside providing financial analytics. Ideal candidates will have over 8 years of experience in HKMA regulatory reporting,...

A leading professional services firm in Hong Kong seeks a Consultant/Senior Consultant to manage regulatory and financial risk projects. Candidates should have a relevant degree and professional qualifications such as FRM or CFA, along with significant industry experience. Responsibilities include supporting compliance, contributing to business development,...

Regulatory Affairs & Central Compliance Senior Manager Oversight Regulatory Affairs & Central Compliance Excellent job security and worklife balance Our Client Searching for Regulatory Central Compliance Senior Manager with one of the most established Global Private Bank with 250 employees+ in North Asia Branch and operations in over 20 locations. Job Duties...

Be among the first 25 applicants. Direct message the job poster from PAObank. Responsibilities Report to Head of Regulatory Compliance Provide timely advice on regulatory compliance related matters Support the regulatory compliance function covering regulated activities Keep track of regulatory updates, establish and maintain regulatory register and identify...

Regulatory Compliance Senior Manager, Global Private Bank HKMA Regulatory Compliance & Monitoring Supportive and friendly working environment Our Client Appointed by Global Private Bank known for its long term commitment with over 150 years in wealth management and hiring over 2500 professionals worldwide to seek an experienced HKMA Regulatory Compliance...

A leading regulatory authority in Hong Kong is seeking a Senior Legal Counsel to join its Enforcement Division. This pivotal role involves advising on complex enforcement matters, managing investigations, and supporting litigation to uphold regulatory compliance. Candidates should be qualified lawyers with over 3 years of PQE, preferably from an...

Finance Manager/Senior Manager, HKMA Regulatory Reporting Global Industry Leader in Private Banking HKMA Regulatory: SACCR, Large Exposure & Basel 3 Our Client Most sustainable Global European Private Bank with credit rating of Aa2 and total AUM of USD 290 Billion is searching for HKMA Regulatory Reporting Finance Manager/Senior Manager. Requirements...

A financial services provider in Hong Kong is seeking a Senior Manager/Manager for its Compliance Department. The role involves advising on compliance matters, developing compliance policies, and managing regulatory audits. Candidates should have over 5-8 years of experience in traditional financial institutions and sound knowledge of structured products and...