Senior Compliance Leader — Regulatory Policy

A growing technology firm in Hong Kong is seeking a Mid-Senior Regulatory Compliance Leader. This role involves leading comprehensive compliance advisory functions, establishing a governance framework, and serving as the primary contact with regulators. Candidates should have at least 5 years of experience in regulatory compliance, a university degree, and...

A large financial institution in Hong Kong is seeking a Compliance Associate to assist in formulating compliance policies, study regulations, and prepare compliance reports. The ideal candidate should have a degree in Business Administration or related fields, experience in regulatory compliance, and strong communication skills. This position offers a chance...

A leading insurance company in Hong Kong seeks a Financial Crime Compliance Manager/Senior Manager to oversee compliance processes and enhance policies. Candidates should have over 6 years in financial crime compliance, strong AML and regulatory knowledge, and experience in advisory roles. This position is pivotal for supporting business units and regulatory...

A leading life insurance firm in Hong Kong is seeking a Compliance Officer responsible for compliance policies, regulatory functions, and project coordination. The ideal candidate will have a Bachelor's degree in account, finance, or law and a minimum of 3 years' experience in General Compliance. Proficiency in both Chinese and English, along with strong...

A leading asset management firm in Hong Kong is seeking a Compliance Manager to establish and monitor compliance policies, ensuring adherence to regulatory standards. The ideal candidate will have a Bachelor's degree in a relevant field and over 5 years' experience in compliance within asset management. Strong written and spoken skills in English, Cantonese,...

A well-established financial institution in Hong Kong is seeking an experienced IT Policy and Compliance Manager. This role involves formulating strategies for managing IT Policy and Compliance, leading audit and compliance engagements, and ensuring adherence to regulatory requirements. Candidates should have at least 8 years of experience in relevant...

A leading fintech company in Hong Kong seeks a Regulatory Compliance Officer to provide leadership in compliance for licensed subsidiaries. The role involves developing and maintaining compliance policies, training programs, and serving as the main contact with regulators. Applicants should have a university degree and at least 5 years of relevant experience...

Responsibilities Provide a leadership of overall regulatory compliance for RD’s licensed subsidiaries, particularly in traditional and virtual asset related ones. Lead and perform comprehensive compliance advisory, focusing on regulatory compliance. This involves developing, maintaining, and implementing relevant policies and procedures. Lead the...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

A leading global private bank is searching for a Regulatory Affairs & Central Compliance Senior Manager in Hong Kong. This role involves overseeing compliance issues and ensuring adherence to HKMA/SFC regulations. The ideal candidate has over 8 years of experience in regulatory affairs compliance within banking, excellent communication skills, and a...