Investment Compliance Lead — Private Banking

A regional private bank in Hong Kong is seeking an experienced Investment Compliance Manager to provide compliance guidance, oversee product due diligence processes, and design effective compliance controls aimed at preventing mis-selling risks. The ideal candidate will have at least five years of relevant experience in the private banking sector, extensive...

A leading recruitment firm is seeking an experienced Investment Compliance Manager to join a top-tier corporate banking team in Hong Kong. The ideal candidate will have a strong background in investment compliance and an understanding of private banking products and regulatory requirements. This role is essential for ensuring adherence to internal policies...

Investment Compliance Manager (Private Banking) Regional Private BankGreat Working CultureGreat Remuneration Package Company overview. This Regional PrivateBankis looking for a seasoned compliance talent to join their team focusing on investment compliance (including but not limited to product due diligence, selling process and the like).You will be joining...

A leading recruitment agency is looking for an experienced Investment Compliance Manager to join a top-tier corporate banking team in Hong Kong. The ideal candidate should possess a strong background in investment compliance with a deep understanding of private banking products. Responsibilities include conducting compliance reviews, performing due...

A regional bank is seeking a Compliance Manager for its Private Banking division. The role will report directly to the Head of Legal and Compliance. Responsibilities Provide compliance advice to the Private Banking Department; Advise and review product due diligence work for the products of Private Banking; Assist in the compliance review exercises; Support...

A regional bank is seeking a Compliance Manager for its Private Banking division. The role will report directly to the Head of Legal and Compliance. Responsibilities Provide compliance advice to the Private Banking Department; Advise and review product due diligence work for the products of Private Banking; Assist in the compliance review exercises; Support...

A reputable financial institution is looking for a Business Support Manager for its Private Banking division in Hong Kong. The ideal candidate will monitor transaction compliance, conduct AML screenings, and ensure that investment checks adhere to regulations. Degree holders with at least 5 years of relevant experience and strong regulatory knowledge are...

A leading private bank in Hong Kong is seeking a highly skilled FCC Compliance Specialist. This role involves managing regulatory obligations and ensuring strict compliance with KYC documentation. Candidates should have 3-5 years of experience in client onboarding, strong AML/KYC knowledge, and excellent analytical skills. Join a dynamic team that values...

Senior Talent Acquisition Manager, The Bank of East Asia Position Summary Responsible for assisting Senior Investment Counselors and Relationships Managers in supporting, developing and maintaining client relationships and advising them on investments according to their requirement after assessing their needs, desires and risk profile. Responsibilities...

Investment Compliance Manager - PB Products, Corporate Bank Our client is seeking an experienced Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate will have a strong background in investment compliance, with a deep understanding of private banking products and regulatory requirements. This role is...