Investment Compliance Lead – Private Banking Products

A regional private bank in Hong Kong is seeking an experienced Investment Compliance Manager to provide compliance guidance, oversee product due diligence processes, and design effective compliance controls aimed at preventing mis-selling risks. The ideal candidate will have at least five years of relevant experience in the private banking sector, extensive...

A leading recruitment firm is seeking an experienced Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. This role is critical in ensuring adherence to regulatory requirements and internal policies for private banking products. The ideal candidate will have over 5 years of compliance experience and a deep understanding of...

Investment Compliance Manager (Private Banking) Regional Private BankGreat Working CultureGreat Remuneration Package Company overview. This Regional PrivateBankis looking for a seasoned compliance talent to join their team focusing on investment compliance (including but not limited to product due diligence, selling process and the like).You will be joining...

Investment Compliance Manager - PB Products, Corporate Bank Our client is seeking an experienced Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate will have a strong background in investment compliance, with a deep understanding of private banking products and regulatory requirements. This role is...

Investment Compliance Manager - PB Products, Corporate Bank Join to apply for the Investment Compliance Manager - PB Products, Corporate Bank role at Michael Page About Our Client Our client is seeking an experienced Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate will have a strong background in...

A leading recruitment agency is looking for an experienced Investment Compliance Manager to join a top-tier corporate banking team in Hong Kong. The ideal candidate should possess a strong background in investment compliance with a deep understanding of private banking products. Responsibilities include conducting compliance reviews, performing due...

Competitive compensation Reputative Platform About Our Client Our client is seeking an experienced Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate will have a strong background in investment compliance, with a deep understanding of private banking products and regulatory requirements. This role is...

A regional bank is seeking a Compliance Manager for its Private Banking division. The role will report directly to the Head of Legal and Compliance. Responsibilities Provide compliance advice to the Private Banking Department; Advise and review product due diligence work for the products of Private Banking; Assist in the compliance review exercises; Support...

A regional bank is seeking a Compliance Manager for its Private Banking division. The role will report directly to the Head of Legal and Compliance. Responsibilities Provide compliance advice to the Private Banking Department; Advise and review product due diligence work for the products of Private Banking; Assist in the compliance review exercises; Support...

VP/SVP, Specialist, Product Sales, Private Banking (Investment Product) DBS Bank Business Function DBS’ Private Banking offers a one-stop, full-service touch‑point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various...